The bankrupt fintech platform, which had drawn users seeking access to pre-IPO shares of tech startups, claims a last-minute breach of contract threatens to delay recovery for more than 13,000 defrauded customers.
A new tax entity and Baker Tilly partnership deepen the $30 billion RIA's push into complex planning for wealthy clients.
Appointment extends a run of senior hires as Northern Trust builds out complex-wealth services for entrepreneurs and multigenerational families.
Jeff Bezos is closing in on an ownership deal involving the legacy soccer franchise, the latest sign of ultra-wealthy investors eyeing sports franchises as a core portfolio asset.
Agency notice opens comment period on the federal match as retirement experts weigh the program's reach for underserved savers.
Also, Kestra welcomes an experienced $240 million Hightower Advisor, while $38 billion indie RIA Oxford Financial adds a managing director to its Grand Rapids, Michigan office.
The Jones Wealth Partners team, which includes a 43-year industry veteran and his two sons, is crossing over to staff Rockefeller's fifth office in Ohio.
New LIMRA data show most pre-retirees seek protected retirement income yet lack updated plans, exposing an advice and adoption gap.
Abry Partners exits after three years as the wealth manager expands family office and tax advisory services.
Fewer than half of Americans have a will even as estate inquiries climb, and new survey data shows most want a human professional, not a DIY tool, to close the ga
