The global fintech provider is taking a new tack on personalization with a new integration partnership.
The two advisors, including a 26-year industry veteran, are joining the broker-dealer as their practice undergoes a values-based refresh.
Annual survey reveals the factors that can shift both employee and independent advisors’ loyalties, and which are the firms of choice.
The global asset manager is helping advisors tailor portfolios more efficiently at scale as it evolves its managed accounts platform.
While investors saved an estimated $3.4B last year, the industry could be at a tipping point as cost pressures and other forces mount.
The firm’s failure to flag a rogue representative’s unapproved transactions led to more than $7.2M in losses for at least 30 customers, says Finra.
The deal with the Oregon-based high-net-worth practice will take the employee-owned independent’s assets past $10B.
The national independent has extended its East Coast profile with a specialized wealth practice in Massachusetts.
A new report indicates the $3.5B fintech firm is on the cusp of being acquired by the private equity giant.
A New Orleans-based appeals court is set to decide on a DOL rule that could impact $12T and more than 150 million workers and retirees in retirement plans.
