Office address: 5 Dakota Drive, Suite 300, Lake Success, NY 11042
Website: broadridge.com
Year established: 1962
Company type: financial services
Employees: 15,000+
Expertise: capital markets technology, post‑trade processing, wealth management platforms, asset management technology, investor communications, proxy and corporate governance services,regulatory and compliance solutions
Parent company: N/A
Key people: Tim Gokey (CEO), Chris Perry (president), Ashima Ghei (CFO), Thomas Carey (corporate VP), Hope Jarkowski (chief legal officer), Rich Stingi (CHRO), Tyler Derr (chief technology officer)
Financing status: shareholder-owned company
Broadridge Financial Solutions is a technology company powering investing, governance, and investor communications worldwide. It is headquartered in Lake Success and supports over 15,000 associates worldwide. The firm processes about $15 trillion in trades daily and tracks $100 trillion in assets.
Broadridge's origins started when ADP's Brokerage Services Group entered securities processing in 1962. It grew through the 1970s and 1980s, expanding into Canada and building a strong communications business. By the late 1990s, it handled most US proxy work and supported multi-currency trading and settlement.
In 2007, ADP spun off the business as Broadridge Financial Solutions, listed on the New York Stock Exchange (NYSE) as BR. Broadridge broadened its services into:
It also linked clients to major European and Asian markets for global securities processing.
During the 2010s, Broadridge added data management, reconciliation, transfer agency, and enhanced digital investor communications. It invested in blockchain-based proxy and repo tools and entered the S&P 500 Index in 2018.
In 2025, Broadridge Financial Solutions made a minority investment in Uptiq and integrated its AI tools into the Wealth Lending Network. The move helps advisors and banks automate securities-based lending, compare loan options, and improve client outcomes.
In that same year, InvestmentNews named Broadridge among the best technology and software for investment professionals. That recognition highlighted Broadridge's role in delivering time-saving platforms for modern wealth and investment management.
Broadridge offers technology-driven financial services platforms that support trading, communications, data, and wealth operations at a global scale:
Broadridge Financial Solutions is also known for large-scale trade settlement and shareholder mailings across global markets. Its platforms help firms save time, manage risk, and meet demanding regulatory requirements.
Broadridge Financial Solutions says that its culture centers on people whose commitment drives a client-focused workplace. The company states that associates shape daily behavior through shared principles and priorities. Its values are:
According to Broadridge Financial Solutions, the work environment focuses on good pay, career support, and many health and lifestyle benefits:
Broadridge Financial Solutions also says that giving back is a regular part of work life, not an extra. Its Matching Gift Program doubles employee donations to approved nonprofits, up to $3,000 each year.
Tim Gokey is the CEO of Broadridge Financial Solutions and has served on its board since 2019. Before becoming CEO in 2019, Gokey held several senior roles at Broadridge. He also sits on the board of C.H. Robinson Worldwide and has deep experience in finance, technology, product, marketing, and international business.
Broadridge Financial Solutions' executive leadership team includes the following senior leaders:
The company also says that this leadership group helps mobilize its global network of client-focused associates. This Broadridge Financial Solutions team is tasked with keeping the business aligned to client needs and future development.
Broadridge is upgrading its advisor marketing suite so firms can build stronger websites and video campaigns with less effort. The company is adding Wix-powered website tools, compliance automation, SEO support, and simple video creation features. These tools help advisors respond to rising demand for mobile, personalized digital experiences and position Broadridge Financial Solutions for future marketing-led growth.
The firm is also pushing tokenized assets forward by publishing research on 300 institutions across North America and Europe. Broadridge also proves that tokenization can run at scale, with its Distributed Ledger Repo platform processing about $339 billion in daily volume in September 2025.
Additionally, BNY Mellon invests in a fixed-income fintech and Broadridge partners with IntraFi on securities-backed lending.
A roundup of some of the fintech headlines you may have missed this week.
Here are some of the other fintech headlines you may have missed this week.
Pilot program marks the first time mutual fund and ETF investors have been asked their opinions on proxy matters.
A roundup of the week's fintech news includes Cetera's adoption of Broadridge's new digital communications tool, Orion's reorganization and Morningstar's attempt to make sustainable investing more engaging.
Andreessen Horowitz, nicknamed a16z, hired Michel Del Buono from Jordan Park as chief investment officer.
Alerus serves as the designated 3(16) plan administrator and T. Rowe Price serves as record keeper.
The latest round, led by Franklin Templeton and Motive Partners, brings Tifin's valuation to $842 million.
Retirement Income Consortium members include major investment, plan managers.
It's never too late so long as they commit themselves to remaking their firms with technology, and funding the investments needed to pull it off.
Broadridge and PWC report finds 40% of institutional shares voted in favor of ESG proposals last year and is set to rise.
Begin by getting alignment from senior leaders, conducting a materiality assessment, picking the right reporting framework and engaging with investors.
Small to midsize wealth management firms are more likely to purchase third-party tools than their wirehouse counterparts.
As advisers look to use online tools for prospecting, Commonwealth and Sanctuary team up with Tifin, and AssetMark and eMoney Advisor roll out upgrades.
The majority of advisers said that while they're satisfied with their current technology, further enhancements could spur additional growth this year, according to a survey by Broadridge Financial and FSI.
