Broadridge

Office address: 5 Dakota Drive, Suite 300, Lake Success, NY 11042
Website: broadridge.com
Year established: 1962
Company type: financial services
Employees: 15,000+
Expertise: capital markets technology, post‑trade processing, wealth management platforms, asset management technology, investor communications, proxy and corporate governance services,regulatory and compliance solutions
Parent company: N/A
Key people: Tim Gokey (CEO), Chris Perry (president), Ashima Ghei (CFO), Thomas Carey (corporate VP), Hope Jarkowski (chief legal officer), Rich Stingi (CHRO), Tyler Derr (chief technology officer)
Financing status: shareholder-owned company

Broadridge Financial Solutions is a technology company powering investing, governance, and investor communications worldwide. It is headquartered in Lake Success and supports over 15,000 associates worldwide. The firm processes about $15 trillion in trades daily and tracks $100 trillion in assets.

History of Broadridge

Broadridge's origins started when ADP's Brokerage Services Group entered securities processing in 1962. It grew through the 1970s and 1980s, expanding into Canada and building a strong communications business. By the late 1990s, it handled most US proxy work and supported multi-currency trading and settlement.

Becoming Broadridge and going public

In 2007, ADP spun off the business as Broadridge Financial Solutions, listed on the New York Stock Exchange (NYSE) as BR. Broadridge broadened its services into:

• print
• tax
• outsourcing
• mutual fund
• retirement solutions

It also linked clients to major European and Asian markets for global securities processing.

Scaling data and digital leadership

During the 2010s, Broadridge added data management, reconciliation, transfer agency, and enhanced digital investor communications. It invested in blockchain-based proxy and repo tools and entered the S&P 500 Index in 2018.

Recent advances in wealth technology

In 2025, Broadridge Financial Solutions made a minority investment in Uptiq and integrated its AI tools into the Wealth Lending Network. The move helps advisors and banks automate securities-based lending, compare loan options, and improve client outcomes.

In that same year, InvestmentNews named Broadridge among the best technology and software for investment professionals. That recognition highlighted Broadridge's role in delivering time-saving platforms for modern wealth and investment management.

Broadridge products and services

Broadridge offers technology-driven financial services platforms that support trading, communications, data, and wealth operations at a global scale:

Capital markets and trading solutions

• global trading and post-trade solutions
• multi-currency processing platform
• securities processing systems

Wealth and asset management solutions

• wealth advisor solutions
• wealth lending network
• AI-powered lending workflows
• asset management technology

Investor communications and governance

• proxy services and voting
• digital shareholder communications
• mobile voting tools
• virtual and hybrid meeting support

Data, analytics, and market intelligence

• market intelligence solutions
• data management platforms
• fee and expense management tools

Operations, outsourcing, and support services

• middle and back office services
• business process outsourcing
• transfer agency services
• print and mail solutions

Emerging technology and innovation

• blockchain-enabled proxy solutions
• enhanced digital engagement features

Broadridge Financial Solutions is also known for large-scale trade settlement and shareholder mailings across global markets. Its platforms help firms save time, manage risk, and meet demanding regulatory requirements.

Culture and corporate values

Broadridge Financial Solutions says that its culture centers on people whose commitment drives a client-focused workplace. The company states that associates shape daily behavior through shared principles and priorities. Its values are:

• client-centric
• respectful
• engaged
• accountable
• trustworthy
• entrepreneurial

According to Broadridge Financial Solutions, the work environment focuses on good pay, career support, and many health and lifestyle benefits:

• health and well-being: medical plans, HSA options, dental, vision, telehealth, and mental health support
• time away from work: flexible paid time off, vacation, sick leave, holidays, and other leave options
• retirement and savings: 401(k) with company contributions, HSAs, and flexible spending accounts
• income protection and security: life, AD&D, disability, travel accident coverage, legal plan, and ID theft protection
• family and lifestyle support: new parent pay, backup care, pet and gym discounts, and commuter benefits
• community programs: matching gifts, volunteer time off, and paid disaster volunteer leave
• learning and education: training, e-learning, tuition reimbursement, and Bright Horizons education pathways
• career and recognition: technology career framework, associate-led networks, and Ace and service awards

Broadridge Financial Solutions also says that giving back is a regular part of work life, not an extra. Its Matching Gift Program doubles employee donations to approved nonprofits, up to $3,000 each year.

About CEO Tim Gokey and key people

Tim Gokey is the CEO of Broadridge Financial Solutions and has served on its board since 2019. Before becoming CEO in 2019, Gokey held several senior roles at Broadridge. He also sits on the board of C.H. Robinson Worldwide and has deep experience in finance, technology, product, marketing, and international business.

Broadridge Financial Solutions' executive leadership team includes the following senior leaders:

• Chris Perry is president, leading global business lines and major client partnerships
• Ashima Ghei is CFO, guiding financial strategy, planning, and performance management companywide
• Thomas Carey is corporate VP and president of global technology and operations, overseeing platforms, infrastructure, and service delivery worldwide
• Tyler Derr is chief technology officer, directing technology architecture and long-term innovation roadmap globally
• Hope Jarkowski is chief legal officer, managing legal affairs, governance, and regulatory matters
• Rich Stingi serves as CHRO, leading talent strategy, culture, and associate experience

The company also says that this leadership group helps mobilize its global network of client-focused associates. This Broadridge Financial Solutions team is tasked with keeping the business aligned to client needs and future development.

The future at Broadridge

Broadridge is upgrading its advisor marketing suite so firms can build stronger websites and video campaigns with less effort. The company is adding Wix-powered website tools, compliance automation, SEO support, and simple video creation features. These tools help advisors respond to rising demand for mobile, personalized digital experiences and position Broadridge Financial Solutions for future marketing-led growth.

The firm is also pushing tokenized assets forward by publishing research on 300 institutions across North America and Europe. Broadridge also proves that tokenization can run at scale, with its Distributed Ledger Repo platform processing about $339 billion in daily volume in September 2025.

The latest Broadridge Financial Solutions news