Office address: 5 Dakota Drive, Suite 300, Lake Success, NY 11042
Website: broadridge.com
Year established: 1962
Company type: financial services
Employees: 15,000+
Expertise: capital markets technology, post‑trade processing, wealth management platforms, asset management technology, investor communications, proxy and corporate governance services,regulatory and compliance solutions
Parent company: N/A
Key people: Tim Gokey (CEO), Chris Perry (president), Ashima Ghei (CFO), Thomas Carey (corporate VP), Hope Jarkowski (chief legal officer), Rich Stingi (CHRO), Tyler Derr (chief technology officer)
Financing status: shareholder-owned company
Broadridge Financial Solutions is a technology company powering investing, governance, and investor communications worldwide. It is headquartered in Lake Success and supports over 15,000 associates worldwide. The firm processes about $15 trillion in trades daily and tracks $100 trillion in assets.
Broadridge's origins started when ADP's Brokerage Services Group entered securities processing in 1962. It grew through the 1970s and 1980s, expanding into Canada and building a strong communications business. By the late 1990s, it handled most US proxy work and supported multi-currency trading and settlement.
In 2007, ADP spun off the business as Broadridge Financial Solutions, listed on the New York Stock Exchange (NYSE) as BR. Broadridge broadened its services into:
It also linked clients to major European and Asian markets for global securities processing.
During the 2010s, Broadridge added data management, reconciliation, transfer agency, and enhanced digital investor communications. It invested in blockchain-based proxy and repo tools and entered the S&P 500 Index in 2018.
In 2025, Broadridge Financial Solutions made a minority investment in Uptiq and integrated its AI tools into the Wealth Lending Network. The move helps advisors and banks automate securities-based lending, compare loan options, and improve client outcomes.
In that same year, InvestmentNews named Broadridge among the best technology and software for investment professionals. That recognition highlighted Broadridge's role in delivering time-saving platforms for modern wealth and investment management.
Broadridge offers technology-driven financial services platforms that support trading, communications, data, and wealth operations at a global scale:
Broadridge Financial Solutions is also known for large-scale trade settlement and shareholder mailings across global markets. Its platforms help firms save time, manage risk, and meet demanding regulatory requirements.
Broadridge Financial Solutions says that its culture centers on people whose commitment drives a client-focused workplace. The company states that associates shape daily behavior through shared principles and priorities. Its values are:
According to Broadridge Financial Solutions, the work environment focuses on good pay, career support, and many health and lifestyle benefits:
Broadridge Financial Solutions also says that giving back is a regular part of work life, not an extra. Its Matching Gift Program doubles employee donations to approved nonprofits, up to $3,000 each year.
Tim Gokey is the CEO of Broadridge Financial Solutions and has served on its board since 2019. Before becoming CEO in 2019, Gokey held several senior roles at Broadridge. He also sits on the board of C.H. Robinson Worldwide and has deep experience in finance, technology, product, marketing, and international business.
Broadridge Financial Solutions' executive leadership team includes the following senior leaders:
The company also says that this leadership group helps mobilize its global network of client-focused associates. This Broadridge Financial Solutions team is tasked with keeping the business aligned to client needs and future development.
Broadridge is upgrading its advisor marketing suite so firms can build stronger websites and video campaigns with less effort. The company is adding Wix-powered website tools, compliance automation, SEO support, and simple video creation features. These tools help advisors respond to rising demand for mobile, personalized digital experiences and position Broadridge Financial Solutions for future marketing-led growth.
The firm is also pushing tokenized assets forward by publishing research on 300 institutions across North America and Europe. Broadridge also proves that tokenization can run at scale, with its Distributed Ledger Repo platform processing about $339 billion in daily volume in September 2025.
Technology won’t make winners out of all advisers, but those who understand the origins of the digital age look well-positioned to thrive
RIAs, younger advisers heaviest users of exchange-traded funds, says Broadridge
This month's edition kicks off with the news that Schwab will allow fractional share trading in its retail accounts.
Custodians introduce technology to help advisers outsource investment management to third parties.
Custodians introduce technology to help advisers outsource investment management to third parties.
Fiduciary technology will plug into Broadridge's Matrix trust and trading platform.
Fiduciary technology will plug into Broadridge's Matrix trust and trading platform.
What would the 401(k) industry look like if firms could start with a blank slate instead of a legacy platform?
Broadridge found 78% of advisers believe clients care more about planning than outperformance.
In third quarter, bank's global wealth management unit saw pre-tax profits rise 3%
At Broadridge's Get Connected conference, panelists discussed the opportunities and challenges of data tracking.
Three ways to unleash advisers and boost their satisfaction.
Adviser compensation management is about more than adviser compensation.
Business improves when advisers upgrade technology for client acquisitions, account servicing and asset growth.
