Finra bars former LPL, RayJay rep who borrowed $850,000 from clients
Chattanooga, Tennessee-based William F. Winchester III was registered with LPL Financial from 2007 to 2012 and then with Raymond James Financial Services.
The Financial Industry Regulatory Authority Inc. on Thursday barred a financial advisor who borrowed more than $850,000 while registered with LPL Financial and later Raymond James Financial Services Inc.
The registered rep, William F. Winchester III, was registered with LPL Financial in Chattano
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