Sullivan Financial Services Inc., a Las Vegas-based advisory firm that manages more than $200 million in client assets, has moved to Avantax after being affiliated with LPL Financial, Avantax announced.
Tom Sullivan of Sullivan Financial had been affiliated with LPL for 24 years, according to the statement.
Sullivan cited Avantax’s products as an attraction, saying that “things like 1031 exchanges are important to us.”
Elsewhere, Wells Fargo Advisors adds a $400 million Morgan Stanley veteran in Naples as an ex-Cetera advisor goes independent with LPL
According to a federal charges Bradley Heppner, 60, received more than $150 million in payments through funneling money from GWG Holdings to a shell company.
A $1B fund allegedly skimmed 30% off the top, then swapped cash for locked-up stock.
Insiders allegedly rewrote projections three times in four days.
TCI Wealth Advisors also has also tapped JIFFYAI to unify onboarding and servicing, while TradePMR adds ICE market data to its Fusion advisor platform
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