HPK Provident Advisors, a four-adviser team managing $230 million in Bridgeville, Pennsylvania, and Sarasota, Florida, has switched its broker-dealer affiliation and corporate registered investment adviser platform from FSC Securities Corp., which is part of Advisor Group, to LPL Financial.
HPK was founded in the 1960s by Ron Zucchelli. The advisers making the change are the father-and-son team of David Harper and Colin S. Harper, who are Zucchelli's son-in-law and grandson, respectively, along with Michael Kutch and Brian Paluso.
The "Crypto Mom" departure would leave the SEC commission with just two members and no Democratic commissioners on the panel.
IFP Securities’ owner, Bill Hamm, has a long-term plan for the firm and its 279 financial advisors.
Meanwhile, a Osaic and Envestnet ink a new adaptive wealthtech partnership to better support the firm's 10,000-plus advisors, and RIA-focused VastAdvisor unveils native integrations with leading CRMs.
A former Alabama investment advisor and ex-Kestra rep has been permanently barred and penalized after clients he promised to protect got caught in a $2.6 million fraud.
As more active strategies get packaged into the ETF wrapper, advisors and investors have to look beyond expense ratios as the benchmark for value.
Wellington explores how multi strategy hedge funds may enhance diversification
As technical expertise becomes increasingly commoditized, advisors who can integrate strategy, relationships, and specialized expertise into a cohesive client experience will define the next era of wealth management
