LPL Financial has added separately managed account strategies to the firm’s model wealth portfolios.
The addition lets advisers using the LPL platform create unified managed accounts in which they can pair SMA strategies with their own models or with models from other money managers, the company said in a release.
LPL’s model wealth portfolios account for $83 billion in assets under management.
Despite a lighter regulatory outlook and staffing disruptions at the SEC, one compliance expert says RIA firms shouldn't expect a "free pass."
FINRA has been focused on firms and their use of social media for several years.
RayJay's latest additions bolster its independent advisor channel's presence across Pennsylvania, Florida, and Washington.
The deal ending more than 30 years of ownership by the Swiss bank includes six investment strategies representing more than $11 billion in AUM.
Divorce, widowhood, and retirement are events when financial advisors may provide stability and guidance.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave
From direct lending to asset-based finance to commercial real estate debt.
