Pat Clifford and Tyler Lewis, who managed $275 million at Wells Fargo Advisors, have opened an advisory firm in Tyler, Texas, and affiliated with LPL via its Strategic Wealth Services.
Joining Clifford and Lewis at the new firm, Clifford-Lewis Private Wealth, are Karen Vaughan, who serves as director of planning, and Sherryl Miles, who’s director of client relations.
Clifford has 19 years of experience, according to his BrokerCheck report, and had been affiliated with Wells Fargo since 2012. Lewis has seven years of experience and had been affiliated with Wells since 2016.
The "Crypto Mom" departure would leave the SEC commission with just two members and no Democratic commissioners on the panel.
IFP Securities’ owner, Bill Hamm, has a long-term plan for the firm and its 279 financial advisors.
Meanwhile, a Osaic and Envestnet ink a new adaptive wealthtech partnership to better support the firm's 10,000-plus advisors, and RIA-focused VastAdvisor unveils native integrations with leading CRMs.
A former Alabama investment advisor and ex-Kestra rep has been permanently barred and penalized after clients he promised to protect got caught in a $2.6 million fraud.
As more active strategies get packaged into the ETF wrapper, advisors and investors have to look beyond expense ratios as the benchmark for value.
Wellington explores how multi strategy hedge funds may enhance diversification
As technical expertise becomes increasingly commoditized, advisors who can integrate strategy, relationships, and specialized expertise into a cohesive client experience will define the next era of wealth management
