Four advisers who managed $1 billion at Merrill Lynch in Frederick, Maryland, have formed RS Will Wealth Management and affiliated with Kestra Financial.
Advisers William Coffey, Mark Mayer, Paul McArthur and Morgan “Alex” Kelly made the move.
Coffey has 25 years of experience and had been affiliated with Merrill Lynch since 2009, according to his BrokerCheck record.
Mayer, who has 20 years of experience, and McArthur, with 15 years of experience, joined Merrill in 2009. Kelly, with seven years of experience, joined Merrill in 2014.
Meanwhile, DPL Financial Partners adds two annuity executives and Prime Capital Financial hires a Mid-Atlantic retirement plan consultant
Andrew Komarow pleaded guilty Thursday in federal court in Hartford to defrauding three financial services companies of close to $3.3 million.
Elsewhere, Cetera picks up a $210 million Connecticut team from MML, while Wells Fargo FiNet adds a San Diego family practice from LPL
Celebrity endorsements, $500M in claimed assets, and a state regulator stepping in.
“We needed to become a more agile and efficient organization,” said American Express CEO Stephen Squeri.
Knighthead Life entered the market with a competitive MYGA. A strong launch earned advisor confidence and paved the way for FIAs.
As AI makes financial information more accessible than ever, Lana Hock explains why human judgment, trust, and empathy remain the qualities clients value most in a financial advisor
