Liberty Point Advisors, a six-person team managing $315 million in Vineland, New Jersey, has changed affiliation to LPL Financial from Ameriprise Financial.
The team, founded in 2017 and led by Patrick McGrory and Erin Mendez, affiliated through Independent Advisor Alliance (IAA), an office of supervisory jurisdiction on LPL Financial’s hybrid registered investment advisor platform. IAA is based in Charlotte, North Carolina.
The "Crypto Mom" departure would leave the SEC commission with just two members and no Democratic commissioners on the panel.
IFP Securities’ owner, Bill Hamm, has a long-term plan for the firm and its 279 financial advisors.
Meanwhile, a Osaic and Envestnet ink a new adaptive wealthtech partnership to better support the firm's 10,000-plus advisors, and RIA-focused VastAdvisor unveils native integrations with leading CRMs.
A former Alabama investment advisor and ex-Kestra rep has been permanently barred and penalized after clients he promised to protect got caught in a $2.6 million fraud.
As more active strategies get packaged into the ETF wrapper, advisors and investors have to look beyond expense ratios as the benchmark for value.
Wellington explores how multi strategy hedge funds may enhance diversification
As technical expertise becomes increasingly commoditized, advisors who can integrate strategy, relationships, and specialized expertise into a cohesive client experience will define the next era of wealth management
