Wealth Advisory Services, a Doylestown, Pennsylvania, hybrid practice overseeing $700 million in assets, has reaffiliated with LPL Financial after a five-year stint at Raymond James.
The practice, led by partners Paul Krumenacker and David Jenkins, was founded in 2003. It includes independent financial advisers Michael Sheehy and Scott Stencler, as well as two support members.
The team affiliated through Gladstone Wealth Partners, a large LPL office of supervisory jurisdiction.
Despite a lighter regulatory outlook and staffing disruptions at the SEC, one compliance expert says RIA firms shouldn't expect a "free pass."
FINRA has been focused on firms and their use of social media for several years.
RayJay's latest additions bolster its independent advisor channel's presence across Pennsylvania, Florida, and Washington.
The deal ending more than 30 years of ownership by the Swiss bank includes six investment strategies representing more than $11 billion in AUM.
Divorce, widowhood, and retirement are events when financial advisors may provide stability and guidance.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave
From direct lending to asset-based finance to commercial real estate debt.
