Judy Ricketts, who most recently ran the retail contact center at TD Ameritrade, has joined LPL Financial as executive vice president of operations.
Ricketts will lead the firm’s strategy to “optimize the effectiveness of LPL’s operations organization,” the company said in a release.
Ricketts, who had been with TD Ameritrade for 24 years, held several senior positions there, including president of its clearing business and managing director of investor services. She is a member of the family that founded the firm in 1971.
[More: IBDs face hard times in 2020]
The Democrat from Massachusetts is pushing the retirement plan giant to explain how it would protect participants from risks linked to private markets.
More than one-third of small business owners plan to sell in the next year, as inflation concerns and tariff pressures compound exit planning gaps.
The move to charge data aggregators fees totaling hundreds of millions of dollars threatens to upend business models across the industry.
The latest snapshot report reveals large firms overwhelmingly account for branches and registrants as trend of net exits from FINRA continues.
Siding with the primary contact in a marriage might make sense at first, but having both parties' interests at heart could open a better way forward.
Orion's Tom Wilson on delivering coordinated, high-touch service in a world where returns alone no longer set you apart.
Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today's choppy market waters, says Myles Lambert, Brighthouse Financial.
