Independent Broker Dealers

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ADVISOR NEWS INDEPENDENT BROKER DEALERS FEB 12, 2007
Co-founder of ING firm jumps to NFP

One of the founders of Financial Network Investment Corp., the largest independent-contractor broker-dealer in the ING Advisors Network Inc., walked out the door last month and joined NFP Securities Inc., leaving some observers to wonder how many registered representatives affiliated with FNIC eventually could follow.

By Bloomberg
ADVISOR NEWS RETIREMENT PLANNING FEB 01, 2007
Up-and-coming execs

Three executives of National Planning Corp., Sean Haley, Bryan Jacobsen and Austin Moon, have received promotions.

By Bloomberg
ADVISOR NEWS INDEPENDENT BROKER DEALERS SEP 08, 2003
Linsco makes a move to other side of ledger

By Bruce Kelly