Founder says switching firms has already saved him time.
Following Wall Street Journal reporting from unnamed sources, the Chicago-based financial giant stressed its commitment to "delivering long-term value to our stakeholders."
Mayer Brown, GWG's law firm, agreed to pay $30 million to resolve conflict of interest claims.
A father-son pair has joined the firm's independent arm in Utah, while a quartet of planning advisors strengthen its employee channel in Louisiana.
The Las Vegas-based hybrid RIA overseeing $8.8 billion in assets has named Andy Kalbaugh president to help scale its advisor platform.
LPL's latest addition, a San Diego team defecting from RBC, represents a milestone for the broker-dealer giant's Strategic Wealth model for wirehouse breakaways.
The new legislative proposal, which includes more aggressive cuts to Medicaid and a lower SALT cap, threatens a goal of passing President Trump's tax-cut legislation by July 4.
The latest arrivals, including a 10-advisor ensemble from Ameriprise, bolster the firm's independent contractor and employee advisor channels.
Meanwhile, Kestra partner Coastline Wealth Management passes a milestone in its geographic expansion with a former Ameriprise team in New York.
Ahead of Father's Day, InvestmentNews speaks with Andrew Crowell.
LPL loses another institutional client as Cetera adds a $160 million win to its credit union partnership streak.
Price recounts his firm’s meteoric rise and looks ahead to further expansion in a rapidly changing industry
LPL welcomes a Beverly Hills-based practice from Wedbush Securities as RayJay adds a Stifel alum to its employee advisor arm.
The brokerage industry regulator once again takes a stab at updating rules for independent brokers with other businesses and jobs
As technology evolves, financial advisors get more creative and sophisticated with marketing efforts, but traditional methods remain effective.
The latest powerhouse group to leave Osaic is moving at an interesting time, with Commonwealth is set to be absorbed by IBD behemoth LPL.
However, in its note, Citi Research did not cite a direct competitor making inroads in hiring Commonwealth advisors.
Multi-year NASAA investigation shows the five firms charged customers $19 million across just over a million trades, violating FINRA rules.
Financial advisors live in fear of a large firm dirtying their work histories after they leave a firm.
Leading with competence and empathy, the best independent advisors have built strong client relationships with communication and investment knowledge, among other hallmarks.
