With over 50 years of collective industry experience, Torrance Chaplin and Sean Marrin are stepping in as community leaders at Cetera Investors and RIA Network.
Meanwhile in Florida, Raymond James welcomed a multigenerational advisor group from Stifel, while Merrill reeled in Morgan Stanley advisors in the Chicago North and Nashville markets.
Tokenization goes mainstream with regulators watching prompting some firms to take a proactive approach.
Ameriprise's tech spending declaration lands amid a wider broker-dealer arms race, with Edward Jones, Raymond James and LPL all expanding AI tools for advisors
Craig Bartlett brings more than 30 years of experience, including stripes from Creative Planning and UBS, as survey data point to a tax planning gap among US investors.
A California team with four decades of combined experience and a Kentucky father-son practice headline this week's advisor movement.
Christopher Blotto moved this month to Janney Montgomery Scott.
Expanded deal pairs succession-planning software with a broker-dealer network already logging rapid AI adoption among 11,000 advisors.
Commonwealth Financial joins a number of firm that have recently cut jobs.
Large broker-dealers and registered investment advisors have, since 2020, been developing or sticking to strategies and tactics to combat the pain of intense, short-term market volatility
Centaurus Financial touts its independence as a key selling point at a time when many firms are being swallowed up.
Breakaway advisors join new firms in Oklahoma, Idaho.
Cetera’s CEO Mike Durbin stressed Cetera’s recent success in the financial advisor market during a fireside chat with analyst Jeff Schmitt of William Blair.
Elsewhere, Ameriprise added a $470 million Wells team in New York, while an ex-Morgan Stanley advisor bolsters UBS' Austin, Texas office.
Alan Feutz leaves the wirehouse in Illinois, while a team of five make a break from their Connecticut firm.
Britt is named CFO of Wipfli, a $600 million accounting firm that audits two NFL franchises
The war for talent continues in the Sunshine State with as Truist and RayJay teams managing a collective $1 billion in client assets defect to other firms.
The five-advisor group leaves U.S. Bank for LPL's platform, part of a record June that saw 204 advisors join the firm.
Meanwhile, Wells Fargo lures defectors from UBS and JPMorgan to expand in the East Coast, while another bank aligns itself with RayJay's financial institutions division.
Wells Fargo affiliate and women-focused wealth firm both promote leadership as they scale advisor support.
