The firm, Wiley Bros.-Aintree Capital, is based in Nashville and has been in business since 1945.
Legacy Wealth Advisors was looking for an easier place to do business and differentiated service, founder Kevin Loyd said.
The Scottsdale, Arizona-based duo, who have a combined four decades of wealth management experience, join from Valic Financial Advisors
Indiana-based Pendill Wealth Management has offices in Bloomington and Mooresville.
New independent wealth firm also specializes in helping women in transition.
San Ramon, California-based Summit Financial Group includes 16 financial advisors.
LPL has been picking up steam in working as a back-office platform for banks, credit unions and insurance companies.
LPL, Osaic and Cetera Financial Group are all 'fighting amongst themselves' to lure advisors, one recruiter notes.
One analyst pegs the purchase price for Goldman's RIA in the range of $270 million to $360 million.
Burdette Park will launch eponymous firm in Louisville, Kentucky.
Matthew Holbrook is joining Linsco and will launch Coastline Wealth Advisory in Irvine, California.
The firm, founded in 2009 during the financial crisis, is ready for its next phase.
The total of 6,757 advisors moving between advisory and brokerage firms in the first half is the lowest level seen in the data, which go back to 2009.
The new broker-dealer expects to transition up to 30 financial advisors who are currently registered with Osaic.
The Royal Alliance name and brand had been around since 1989.
The acquisition brings Cetera nearly $50 billion in client assets and more than 91% of Securian’s advisors.
Brendan Wood has managed approximately $130M in assets, most recently with Merrill Lynch.
Veritas Legacy Wealth launches with support from LPL Financial's Strategic Wealth Services.
The enhancement was announced at the firm's Focus 2023 event over the weekend.
'When I left Ameriprise earlier this year, the company was just starting to talk about AI,' one financial advisor said.
