As his clients sue, former rep James Flynn is reportedly in the Caribbean
SGC Financial and Insurance Services in San Mateo, California, has 13 advisers
Four-adviser RS Will Wealth Management established in Frederick, Maryland
The layoffs focus on support staff and will not include financial advisers among the cuts
The Bonnette group is opening an office for the firm in Audubon, New Jersey
A trio of advisers led by Steve Kanteliotis joins the Raymond James unit in Philadelphia
JTL Wealth Partners, based in Plano, Texas, has national ambitions
Capital Financial Services is shutting down, leaving clients on the hook
Anthony Frigoletto forms River’s Edge Wealth Partners in Red Bank, New Jersey
The four-person Parker Group will open a new branch for Baird in Columbia, Tennessee
The former SEC examiner was charged with obstruction of justice, a felony, last year
Forrest Williams Jr. of The Opus Group of Virginia spent 27 years at MML
Murphy Financial Advisors in Amarillo, Texas, also affiliates with Happy State Bank
Matthew Clason allegedly liquidated securities and transferred the proceeds to a joint account
Mike Brown Financial Group is led by the host of a St. Louis-area radio talk show
Investors take aim at an adviser, who sold GPB products, in numerous Finra arbitration claims
Nestlehut Financial Services is based in Frankfort, Illinois
Both Michigan-based firms, Baldwin Capital and Langdon Capital, specialize in 401(k) plans
The trio formed Raintree Wealth Partners in Scottsdale, Arizona
Entertainment will play big part in the firm’s ConnectEd conference
