The rating agency kept its junk rating of B- for Advisor Group bonds
The 10-year-old Rosemont Financial Group based in Albany, New York has 11 financial advisers
The largest broker-dealer picked up 900-plus advisers, but most importantly at the right price
The transaction will cost LPL Financial $300 million and represents $63 billion in assets
Two former wirehouse brokers run afoul of Reg S-P, according to Finra
Nautica Wealth Advisors had moved with its OSJ to Cetera for three years
The Scottsdale, Arizona, practice, which includes 30 advisers, joins from Securities America
Keith Ashley was already under investigation by the FBI, according to local police
Mario Perez is moving to the Baird office in Sacramento, California
George Chardukian, Adam Goldstein and Maria Peralta form Adara Wealth Management in Tucson, Arizona
Stolz-Smith Financial Consulting Group is opening a branch in Midland, Michigan
The shift in management is not a sign that New Jersey-based Private Advisor Group is for sale, owner says
The team moved from Geneos Wealth Management
Jerry Giordano and Joseph Praino will work with existing LPL indie firm, KM Capital Group
Springer Financial Services, a hybrid, and RB Welborn work in tandem
Trivium Point Advisory in Tarrytown, New York, also does tax prep
The firm failed to flag excessive trading in four client accounts, according to Finra
Trilith Wealth Management maintains offices in West Virginia and Florida
Dallas duo manages $128 million; Missouri-based adviser manages $115 million
Walker will oversee the firm's retail expansion in the St. Louis area
