This time, the managers are combining four nontraded BDCs into one $9 billion company.
Three big acquisitions in less than a year signals renewed life in the formerly beleaguered industry.
Edwards Wealth Management hopes to benefit from the breakaway broker trend
Private equity buyer would grab a 75% stake in IBD network that produced $1.7 billion in revenue last year and has nearly 11,800 advisers.
The B-D network produced $1.7 billion in total revenue last year.
Clients allege lack of suitability and due diligence by B-Ds.
At meetings this year, LPL is talking up its ability to finance advisers' growth.
GPB Capital is now a year late in making important financial information public. Finra could discipline brokers who sold the private placement.
In response to changes in the industry, many small broker-dealers are opting to become super branches under a larger broker-dealer. Learn why this could be the best choice for your practice.
Advisor Group's independent broker-dealer network in the U.S. has more than 7,000 advisers.
It's all about transparency: New guidance could help brokers on the move retain loyal clients.
Despite a stock market decline, revenue is up. And the streak isn't expected to end anytime soon.
Interest-rate environment, growth of buffered annuities and loss of the DOL fiduciary rule helped grow sales by $3.7 billion last year.
Sheryl Garrett is this year's InvestmentNews Icon.
Adviser seeks $10 million in damages in dispute over copyrighted sales materials.
As big brokerages lose their competitive edge, regionals are offering a home to advisers who want to stay in the employee channel.
List of top advisers at the firm comes after Social Security numbers were put at risk.
Blucora is paying $180 million in stock for 1st Global, with 850 advisers.
The independent broker-dealer had $233.3 million in recruiting loans on its books, a 46% increase over 2017.
