An advisor who oversaw $125 million in assets at Edward Jones has affiliated with LPL Financial, the firm announced Wednesday.
Granger, Indiana-based Kemp Cunningham has launched his own practice, Emerald River Wealth Management. He’s joined in the move to LPL by staffer Nikki Sharp.
“To continue to be a better financial advisor, I needed to have access to some of the most robust financial planning software, trading platforms and investments available, and I have found that at LPL,” Cunningham said in a statement.
Cunningham started his advisory career at Edward Jones in 2012. Earlier, he had worked in the oil and gas industry, serving as a CFO and regional director.
This is the third Edward Jones team to join LPL Financial this month, following Dallas-based Nick Lalonde, with $200 million in assets, and Lucas Mijares and Jesse Ettlin in Grass Valley, California, with $185 million in assets.
FINTRX data shows 342 company transactions in the quarter, with wealth management consolidation driving nearly one in seven deals.
State regulators secure $4.4 million from two broker-dealers over unreasonable charges on small-dollar retail equity trades.
New F&G survey finds most pre-retirees are delaying or redesigning retirement, creating fresh planning opportunities for financial advisors.
Focus Partners Wealth’s Jeffrey Levine says a Democratic House or Senate would make new legislation on Trump Accounts much harder to pass
Docupace also rebuilt its wealth operations platform around a single client record, while Focus Financial picks Nevis to bring AI to its advisors.
Knighthead Life entered the market with a competitive MYGA. A strong launch earned advisor confidence and paved the way for FIAs.
As AI makes financial information more accessible than ever, Lana Hock explains why human judgment, trust, and empathy remain the qualities clients value most in a financial advisor