Industry News

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Trump State of the Union: What advisers want to hear
NEWS RETIREMENT PLANNING FEB 05, 2019
Trump State of the Union: What advisers want to hear

Some say he should take credit for the economy, others want him to reach across the aisle on taxes and health care.

By Mark Schoeff Jr.
Finra exams to probe compliance with elder abuse rules
NEWS REGULATION AND LEGISLATION FEB 05, 2019
Finra exams to probe compliance with elder abuse rules

Executive said agency will check on systems and processes firms have in place, and gather information about how rules can be improved.

By Greg Iacurci
Were any required minimum distributions missed last year?
NEWS IRA ALERT FEB 05, 2019
Were any required minimum distributions missed last year?

Who is responsible, and what to do now that it's happened.

By Ed Slott
Will big recruiting bonuses move reps to these firms in 2019?
NEWS PRACTICE MANAGEMENT FEB 05, 2019
Will big recruiting bonuses move reps to these firms in 2019?

Wells Fargo Advisors, LPL Financial and Cetera Financial Group are dangling deals.

By Bruce Kelly
Voya Financial webpage glitch exposes Social Security numbers of reps
NEWS FINTECH FEB 04, 2019
Voya Financial webpage glitch exposes Social Security numbers of reps

Mistake occurred on a webpage with brokers' biographies.

By Bruce Kelly
Bill Gross retires after four-decade career in bonds
NEWS FIXED INCOME FEB 04, 2019
Bill Gross retires after four-decade career in bonds

His returns at Janus failed to live up to his stellar long-term record at Pimco.

By Bloomberg
Cetera new facial recognition technology to improve risk questionnaires
NEWS FINTECH FEB 04, 2019
Cetera new facial recognition technology to improve risk questionnaires

Broker-dealer network believes it can give advisers a better understanding of what clients are thinking and feeling about money.

By Ryan W. Neal
Don't wait too long to claim Social Security
NEWS RETIREMENT PLANNING FEB 04, 2019
Don't wait too long to claim Social Security

Delayed retirement credits end at 70, so there's no reason to defer claiming beyond that age.

By Mary Beth Franklin
An update on the 4% rule
NEWS RETIREMENT PLANNING FEB 04, 2019
An update on the 4% rule

Extending Bengen's research on the proper rate at which to draw down retirement assets using 25 more years of data shows the rule can still work.

By Wes Moss
Planning potholes and banana peels
NEWS RETIREMENT PLANNING FEB 04, 2019
Planning potholes and banana peels

Market volatility can pave the way for more important conversations than those beating the market and reducing your fees.

By Steve Gresham
2019 Icon: Sheryl Garrett
NEWS PRACTICE MANAGEMENT FEB 04, 2019
2019 Icon: Sheryl Garrett

Founder, Garrett Planning Network

By Jeff Benjamin 
2019 Innovator: Heather Ettinger
NEWS PRACTICE MANAGEMENT FEB 04, 2019
2019 Innovator: Heather Ettinger

Managing partner, Luma Wealth Advisors

By Deborah Nason
2019 Innovator: Joseph Coughlin
NEWS PRACTICE MANAGEMENT FEB 04, 2019
2019 Innovator: Joseph Coughlin

Founder and director, MIT AgeLab

By Deborah Nason
2019 Innovator: Kunal Kapoor
NEWS PRACTICE MANAGEMENT FEB 04, 2019
2019 Innovator: Kunal Kapoor

CEO, Morningstar Inc.

By Deborah Nason
2019 Innovator: Valerie Brown
NEWS PRACTICE MANAGEMENT FEB 04, 2019
2019 Innovator: Valerie Brown

Executive chairwoman, Advisor Group

By Deborah Nason
2019 Innovator: Naureen Hassan
NEWS PRACTICE MANAGEMENT FEB 04, 2019
2019 Innovator: Naureen Hassan

Chief digital officer for wealth management, Morgan Stanley

By Deborah Nason
2019 Innovator: Eric Clarke
NEWS PRACTICE MANAGEMENT FEB 04, 2019
2019 Innovator: Eric Clarke

CEO and founder, Orion Advisor Services

By Deborah Nason
2019 Innovator: Fielding Miller
NEWS PRACTICE MANAGEMENT FEB 04, 2019
2019 Innovator: Fielding Miller

Co-founder and CEO, Captrust

By Deborah Nason
2019 Innovator: Rick Kahler
NEWS PRACTICE MANAGEMENT FEB 04, 2019
2019 Innovator: Rick Kahler

President, Kahler Financial Group

By Deborah Nason
2019 Innovator: John Streur
NEWS PRACTICE MANAGEMENT FEB 04, 2019
2019 Innovator: John Streur

CEO and president, Calvert Research and Management

By Deborah Nason