Indexed annuity distribution would have been upended in January, but a delay preserves the status quo.
Louis Martin Blazer III of Pittsburgh, Pa.-based Blazer Capital Management was barred last year
Senators seek clarification on 2-year-old rule that gave surviving spouses certain rights.
Survey finds more firms hiring younger advisers, which is bringing average salaries down.
The approach leverages relationships with property and casualty insurance brokers.
Some bright spots in value, small-cap international.
Battle intensifies as DOL seeks to push off implementation until July 2019.
P-E proves to be ready and willing to invest in RIAs, but many will be looking to sell in three to seven years.
Ex-AXA broker was fired by firm for misrepresentations in VA sales.
Low unemployment could spell rising prices.
Firms join chorus of voices urging caution in an expensive market.
The Apple visionary would get customers to buy the latest product, simplify share classes and create a seamless retirement-plan ecosystem.
Welcome to the August issue – where we look at the big news, announcements and underlying trends.
CEO Scott E. Romine sent an email regarding the rumors to the 3,500 reps and advisers affiliated with the network's broker-dealers.
Advisers can help clients avoid scary and painful situations with kids age 18 and older.
Incorporating health-care costs into retirement plans can boost an adviser's value.
Second big independent broker-dealer acquisition in as many weeks.
Firms are cutting the estimates of what they'll have to pay retirees, and in some cases, it adds up to billions.
As the comment-letter deadline for the Labor Department's fiduciary rule hits, industry organizations warn of orphaned accounts.
