Industry News

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NEWS RIAS FEB 05, 2013
Dually registered advisers getting extra mileage from hybrid model

Number of hybrid advisers growing at faster pace than other camps

By AOSTERLAND
NEWS RETIREMENT PLANNING FEB 05, 2013
Goldman offers DC plans true alternative with novel fund

Taking a step toward portfolio diversification

By Jeff Benjamin
NEWS INDUSTRY NEWS FEB 05, 2013
Cerulli: Advisers should think twice about running money

Performance lags packaged fund programs, blended benchmarks; get out, forget to get back in

By DJAMIESON
NEWS INDUSTRY NEWS FEB 04, 2013
Analysts unfazed by economy's fourth-quarter dip

Wednesday's report from the Commerce Department shows that the economy contracted by 0.1%; experts more focused on markets' momentum gain

By Jeff Benjamin
ING sends incorrect statements to 75,000 VA customers
NEWS RETIREMENT PLANNING FEB 04, 2013
ING sends incorrect statements to 75,000 VA customers

Notices contained account balance errors, wrong names; cause of error discovered

By Darla Mercado
NEWS RETIREMENT PLANNING FEB 03, 2013
Hello, I must be going: Revolving door spins quickly at Nationwide

After seven months on the job, Hilsheimer leaves post as president of retirement unit

By Darla Mercado
NEWS BROKER DEALERS FEB 03, 2013
Finra warned on bonus disclosure plan

By FGabriel
NEWS RETIREMENT PLANNING FEB 03, 2013
Back to square one

By Darla Mercado
NEWS RETIREMENT PLANNING FEB 03, 2013
Q&A: Morningstar's David Blanchett

By Liz Skinner
NEWS INDUSTRY NEWS FEB 03, 2013
Jabberwocky

Advisers tend to fall back on industry-speak when talking to clients. This is not a good thing. Here are 8 phrases that should be jettisoned from the lexicon.

By John Goff
NEWS RIAS FEB 03, 2013
Overlooking security holes puts clients at risk

By DJAMIESON
NEWS RIAS FEB 03, 2013
RIA acquisitions down in 2012

By AOSTERLAND
NEWS RETIREMENT PLANNING FEB 03, 2013
Analysts wary of PE annuities

By Darla Mercado
NEWS INDUSTRY NEWS FEB 03, 2013
Fidelity slashes fund fees, minimums

By Jason Kephart
NEWS INDUSTRY NEWS FEB 02, 2013
Investing while taking the moral higher ground

When it comes to investing, most individuals focus simply on the bottom line – the rate of return generated and how much money they made. Many investors don't consider that the companies in which they invest may violate their strong personal beliefs, according to Ave Maria Funds.

By Mark Bruno
NEWS INDUSTRY NEWS FEB 02, 2013
Retirement landscape: Cliff, clamor, clarity and (dis)closure

With the November election in the rear-view mirror, what can retirement plan sponsors and participants expect in 2013? This new white paper from Invesco explores.

By Invesco
NEWS INDUSTRY NEWS FEB 02, 2013
Breaking the cycle of investment regret

How investors can harness emotions for better investment decisions

By Franklin Templeton
NEWS INDUSTRY NEWS FEB 02, 2013
Preferred securities: Technical factors create investment opportunity

This white paper, sponsored by Principal Funds, examines three technical drivers that will potentially create attractive investment opportunities in the preferred securities market over the next two to five years.

By areid
NEWS EQUITIES FEB 01, 2013
Uncertainty is bullish for stocks: Bernstein

Market strategist turned adviser says many similarities today to early '80s bull.

By Bruce Kelly
NEWS INDUSTRY NEWS FEB 01, 2013
Structured-note returns too good to be true?

By Bloomberg