As top federal prosecutor in south Florida in 2007 and 2008, Acosta signed off on a lenient plea deal for Epstein
The brokerage hopes to capture more retirement plan clients and push assets into its small-market 401(k) product.
Acting secretary Patrick Pizzella will have to make political decision to move ahead.
The two advisers joined the firm in San Francisco and New York.
Organization's CEO confirms meeting with Edward Jones, says broker-dealer still considering how to move forward.
While growing numbers of asset managers are using ETFs as cash equivalents, how easily can funds be turned into cash in a crunch?
Firm, offices and 450 advisers will become part of the Cetera Advisor Networks B-D.
The legislation would address some of the U.S. retirement system's shortfalls, including the millions of Americans who still lack access to plans.
The firm will not offer a direct-to-consumer version of Voya Digital Adviser.
Hybrid robo launched in March charges one-time planning fee plus $30 a month.
Regulator also pledges more transparency in settlements.
GRP, an LPL super-OSJ, would represent the latest in a flurry of acquisitions for Hub.
Group confirms it won't dissolve local chapters, and will begin transition with two-year beta test.
Trade groups asking for delays or softer versions of the new code for CFP holders.
Veteran executive departs financial services for a whole new industry.
She's willing to advocate for additional compliance time if firms have made a good faith effort.
David Ahlquist joins employee unit's Greenway Plaza office in Houston
The inability to access data on plan participants interferes with efforts to customize their benefits and investments
Wealth managers risk losing key clients and sacrificing business leads if they don't work with 401(k) plans.
Form CRS uses a simplified approach to help clients more fully understand the terms of their relationships with advisers
