Two Texas reps sign on to employee channel
Jesse Joseph Holovacko took $255,000 from client IRA claiming to buy bonds.
Alaska adviser adopts an unorthodox schedule to spend more time with his family.
Summit Equities sold 1,037 individual variable annuity contracts to its customers during the time period cited by Finra.
A new tool lets users make an easy comparison between the cost of owning and renting a home.
Also known as a postmarital agreement, it's an increasingly popular variant of the prenuptial agreements that engaged couples have been signing for decades.
Financial services groups urge new SEC head to make uniform fiduciary standard a priority.
Michael Jeppson goes indie in Manhattan Beach, Calif.
Walter Stamper of Chattanooga, Tenn., managed $147 million.
Synergy Capital Solutions has offices in Illinois, Florida and Michigan.
More than 100 House Republicans wrote a letter to the new DOL secretary, telling him there is an "urgent need' to act on the investment-advice regulation.
Sometimes it pays to wait to take a second trip down the aisle.
The problem lies in who gets defined as a rogue broker.
Democratic support could bode well for future legislative threats, as critics of the rule turn their attention to new Department of Labor secretary Alexander Acosta.
In some cases, thoughtfulness is more important than quick actions when you're looking to expand.
With domestic stock valuations high, investing overseas could finally pay off.
The proposed Financial CHOICE Act lays out a series of tough provisions the SEC would have to meet to adopt a uniform fiduciary standard.
Litigation over these agreements often favors the firm, but there are ways for advisers to protect their businesses.
Here's how the new administration has affected your wallet, for good and bad, and what to watch in the days to come.
