While advisers can't make clients feel more secure, they can help them focus on the things they can control to feel more assured.
The laws create the possibility that clients' their long-term-care expenses may be shouldered by their children
Asset managers must expand the depth and breadth of their offerings to become more relevant and differentiated.
Robert Duncan, Bradley Newman and Zachary Breverman opened Duncan-Newman Associates in Agoura Hills, Calif.
Plaintiffs allege the asset management firm populated the retirement plan with proprietary investments for its own gain.
The case, which involved a $9 million plan, was voluntarily dismissed by plaintiffs in an unusual turn of events.
The retirement plan provider joins a list of other financial firms that have settled excessive-fee lawsuits with their own employees.
Forget desktops. The future is about mobile and phones.
The asset management firm joins the likes of American Century Investments and New York Life, which were also sued by employees for using proprietary funds in their 401(k) plans.
Too many of us have not evolved and still have firms built to serve baby boomers.
Employees are suing for alleged self-dealing and fees charged by a company-affiliated index fund, which plaintiffs claim enriched New York Life at the expense of employees' retirement savings.
Adding significant growth can put a strain on a firm's infrastructure without proper preparedness.
Plus: Diversification varies when it comes to ETFs, Wall Street starts cutting pay, and the next President will need to figure out how to handle Congress
A common element of countries among the Natixis study's top 10 are compulsory workplace savings programs.
<i>Breakfast with Benjamin</i> Can charging lower fees for bond investments be both the right thing to do and a violation of your fiduciary duty?
A common element of countries among the Natixis study's top 10 are compulsory workplace savings programs.
Chief Judge Barbara M.G. Lynn is expected to issue a summary judgement on three consolidated lawsuits.
The Labor Department is increasing payouts for civil penalties related to retirement plans.
Treasury yields hit the floor while stocks hope for the best.
