Industry News

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New academic research challenges the honesty of financial advisers
NEWS RIAS MAR 01, 2016
New academic research challenges the honesty of financial advisers

<i>Breakfast with Benjamin</i> Professors take it to the advice industry with a new paper charging economy-wide adviser misconduct.

By Jeff Benjamin
NEWS PRACTICE MANAGEMENT MAR 01, 2016
Nominate your best for InvestmentNews' 40 Under 40

InvestmentNews is beginning its search for the best and brightest among the advice industry's latest class of up-and-comers.

By FGabriel
Eaton Vance's NextShares fund meets critical reviews
NEWS EQUITIES MAR 01, 2016
Eaton Vance's NextShares fund meets critical reviews

Hybrid exchange-traded mutual fund called a 'test case', and is already receiving some skeptical reviews.

By Jeff Benjamin
Commonwealth ceases sale of some variable annuities
NEWS LIFE INSURANCE AND ANNUITIES MAR 01, 2016
Commonwealth ceases sale of some variable annuities

Commonwealth brokers can no longer sell L share class variable annuities, as industrywide scrutiny of these annuity contracts grows.

By Greg Iacurci
NEWS RETIREMENT PLANNING MAR 01, 2016
This app helps you collect money from your ex — without having to talk to them

With SupportPay, parents can upload a receipt, send the ex a bill, and &#8220;never have a conversation,&#8221; according to the company's founder.

By Bloomberg
NEWS FINTECH MAR 01, 2016
How to attract, and keep, young high-net-worth clients

Five ways advisers can reinvent their customer service to satisfy this new client base.

By James Williams
NEWS LIFE INSURANCE AND ANNUITIES FEB 29, 2016
MetLife wins court ruling to remove 'too big to fail' label

Classifying America's biggest life insurer as a systemically important financial institution gets rejected by a federal judge.

By Bloomberg
NEWS PRACTICE MANAGEMENT FEB 29, 2016
What boomer advisers should do when their successors get impatient

Don't be surprised if young advisers move on to a new opportunity when they are not given a chance to spread their wings.

By Joni Youngwirth
NEWS EQUITIES FEB 29, 2016
Allianz's El-Erian: What markets need from Friday's U.S. jobs report

The U.S. employment report for February will need to show continued robust job additions, higher wage growth and a labor participation rate that is edging up.

By Mohamed El-Erian
NEWS EQUITIES FEB 29, 2016
A financial adviser's favor and an odd research note that took down a $7B Ponzi scheme

<i>Breakfast with Benjamin</i> The simple gesture of a financial adviser doing a favor for a friend, and an odd research note, helped take down the Allen Stanford Ponzi scheme.

By Jeff Benjamin
Aequitas meltdown underscores the importance of due diligence, caution
NEWS RIAS FEB 29, 2016
Aequitas meltdown underscores the importance of due diligence, caution

The alternatives platform's collapse underscores the concept that when something looks too good to be true, it probably is.

By Jeff Benjamin
NEWS OPINION FEB 29, 2016
Why indexed annuities eventually could outsell the variable variety

The factors influencing a shift toward indexed annuities and away from variable annuities

By Scott Stolz
Microsoft killing support for older Internet Explorer spells trouble for advisers
NEWS FINTECH FEB 29, 2016
Microsoft killing support for older Internet Explorer spells trouble for advisers

Microsoft is shutting down support for older versions of Internet Explorer next week, putting advisers who use the software at risk for malware and malicious cyberattacks.

By Alessandra Malito
NEWS MUTUAL FUNDS FEB 29, 2016
Is your 529 college plan one of the four with Morningstar gold?

Improvements to some plans include lower fees and an added layer of investment consultants.

By Liz Skinner
Advisers still aren't taking advantage of the opportunities, benefits 529s can provide clients
NEWS PRACTICE MANAGEMENT FEB 29, 2016
Advisers still aren't taking advantage of the opportunities, benefits 529s can provide clients

A deeper education in college savings plans could put you at the head of the adviser class in clients' eyes.

By Rich Calvario
NEWS INDUSTRY NEWS FEB 29, 2016
The latest 529 college savings plan data

By InvestmentNews Data and Liz Skinner
NEWS EQUITIES FEB 28, 2016
On guard against inflation

Warning signs of inflation have begun to appear, and advisers shouldn't be ignoring them

By MFXFeeder
NEWS INDUSTRY NEWS FEB 26, 2016
U.S. stocks rise with emerging markets

S&amp;P 500 extends gains after manufacturing, construction data

By Bloomberg
NEWS EQUITIES FEB 26, 2016
Hedging the risk of Congress going after Roth retirement accounts

<i>Breakfast with Benjamin</i> Is it time to start hedging the risk that Congress might renege on its Roth promise?

By Jeff Benjamin
NEWS RETIREMENT PLANNING FEB 26, 2016
Rising home prices put a damper on aspirational online real estate searches

Traditionally, buyers browsing online listings have looked at homes that cost more than they are planning to spend, but that has changed in some pricey markets.

By Bloomberg