Industry News

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The six most important questions before you retire
NEWS RETIREMENT PLANNING DEC 04, 2014
The six most important questions before you retire

Most people don't take the time to envision what their lives will look like, post-paycheck

By Justin Morgan
NEWS RIAS DEC 04, 2014
Financial adviser, and Teddy bear collector, goes to prison for fraud

On Thursday's <i>Breakfast with Benjamin</i>, adviser, Teddy bear collector and former New York Islanders co-owner gets jail time for major financial fraud. Plus: Congress is finally disapproving of Congress, the real 'slack' in the labor market, and realizing even more things are taxable than you thought.

By Jeff Benjamin
NEWS RIAS DEC 04, 2014
The big squeeze II: Rise of the mega-adviser

The big fish are rethinking and redefining what it means to provide financial guidance to a person's entire financial life. Are you going to take them on?

By Joe Duran
NEWS RIAS DEC 03, 2014
Insurance policy raises questions in Convergent suicide

Former Convergent CEO David Zier took out a life insurance policy that later reimbursed investors in his outside fund, sources say.

By Mason Braswell
Precidian Investments takes a second shot at regulatory approval for active ETFs
NEWS ETFS DEC 03, 2014
Precidian Investments takes a second shot at regulatory approval for active ETFs

A proposal backed by major active mutual fund managers gets rebooted.

By Trevor Hunnicutt
NEWS FINTECH DEC 03, 2014
Survey shows social media use growing among advisers

66% of those surveyed credit networks with helping them gain new clients.

By Bloomberg
NEWS RETIREMENT PLANNING DEC 03, 2014
401(k) plan costs decline as indexing increases

Biggest impact felt by employees in largest and smallest plans; they see drops of more than 10%

By Robert Steyer
NEWS EQUITIES DEC 03, 2014
It's not too early to start worrying about a spike in oil prices

Tuesday's <i>Breakfast with Benjamin</i> features a warning over it not being too early to worry about a jump in oil prices. Plus, Vanguard ramps up its financial advice offerings, the pain of diverging global economies in 2015, and John Paulson's painful comeback effort.

By Jeff Benjamin
NEWS RETIREMENT PLANNING DEC 03, 2014
401(k) plan costs decline as indexing becomes more popular

Biggest impact felt by largest and smallest plans.

By Robert Steyer
NEWS INDUSTRY NEWS DEC 03, 2014
Strong dollar to push stocks, bonds higher over next few years, say analysts

As the greenback rises to a 7-year high, market strategists see knock-on gains for other assets.

By Jeff Benjamin
NEWS RETIREMENT PLANNING DEC 03, 2014
Retirement plan contribution limits for tax year 2015 bring new opportunities

Higher limitations for contributions gives advisers a chance to remind clients to save.

By Richard Behrendt
NEWS ETFS DEC 03, 2014
SEC set to approve novel Eaton Vance exchange-traded product

Less than a month after rejecting nontransparent ETFs, the SEC is ready to back a new and possibly cheaper way to trade funds.

By Trevor Hunnicutt
NEWS EQUITIES DEC 03, 2014
Americans feeling squeezed in saving for retirement

BlackRock poll show most find it hard to pay bills and put money aside for retirement; Social Security considered key source of income.

By Bianca Flowers
NEWS EQUITIES DEC 02, 2014
Fed sends rate signal and markets react

<i>Breakfast with Benjamin:</i> Janet Yellen and her Fed colleagues remove a key phrase in discussing rates and stocks rally, gold declines. Plus: Is it good news for savers? And an offbeat year-end list; Obama normalizes relations with Cuba.

By Jeff Benjamin
NEWS RETIREMENT PLANNING DEC 02, 2014
How children reap the benefits of Social Security

Children become eligible when a parent dies or becomes disabled. But there are three important ages to remember: 16, 18 and 22.

By Mary Beth Franklin
How children can reap the benefits of Social Security
NEWS RETIREMENT PLANNING DEC 02, 2014
How children can reap the benefits of Social Security

When a parent retires, becomes disabled or dies, children can collect benefits.

By Mary Beth Franklin
NEWS EQUITIES DEC 02, 2014
Stock futures little changed after big jump as jobs data looms

After equities rose the most in a month, investors await key reports on jobs and the economy

By Bloomberg
NEWS INDUSTRY NEWS DEC 02, 2014
Bull market to last through December: Top forecasters

Falling oil prices, accelerating U.S. economic growth may fuel further gains, but there are signs of overheating

By Bloomberg
NEWS ALTERNATIVES DEC 02, 2014
Finding some glitter among gold-mining stocks

Gold price disconnect signals a value play for select miners and ETFs

By Jeff Benjamin
NEWS FIXED INCOME DEC 02, 2014
Legg Mason says bond 'transition' to set billions in play

Legg Mason CEO Joseph Sullivan said a &#8220;transition&#8221; of assets is under way in the bond industry after the departure of Bill Gross from Pimco to Janus Capital prompted investors to set billions of dollars in motion..

By Bloomberg