Industry News

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NEWS RIAS DEC 10, 2014
Tony Robbins gets advisers talking at the 2014 MarketCounsel Summit

Independent advisers get a dose of inspiration as Tony Robbins continues to champion their cause

By Andrew Leigh
NEWS RETIREMENT PLANNING DEC 10, 2014
Americans have a low retirement IQ

More than 75% are clueless when it comes to drawing down income in their golden years.

By Bloomberg
NEWS RIAS DEC 10, 2014
The ultimate payoff of advisers striking strategic partnerships

When advisers create more time to better engage their clients, they can build strong and rewarding businesses

By Charles Goldman
NEWS PRACTICE MANAGEMENT DEC 10, 2014
B-Ds taking it on the chin from regulators

With three retail firms in the past couple of weeks disclosing disappointing earnings related to compliance and regulatory issues, the question is: Where does this rash of regulatory actions come from?

By Bruce Kelly
NEWS MUTUAL FUNDS DEC 10, 2014
SEC bars former Oppenheimer & Co. fund manager

Agency alleged that he misrepresented the value of a private-equity fund of funds.

By Mason Braswell
NEWS PRACTICE MANAGEMENT DEC 09, 2014
Could more women traders cut volatility?

Experimental market sessions show more women traders = smaller and fewer bubbles

By Liz Skinner
NEWS EQUITIES DEC 09, 2014
The strange tale of Wall Street's bull

The tale of Wall Street's bull. Plus: Gross, Gundlach disagree; the $72 million high school trader; Yahoo's big score; Goldman's liquidity call and Russia's rate hike.

By Jeff Benjamin
NEWS INDUSTRY NEWS DEC 09, 2014
Investing icon Burt Malkiel on the one sure bet in investing

The author of 'A Random Walk Down Wall Street' also says valuations are better in emerging markets, and investors can look there for reasonable returns.

By Bloomberg
NEWS RETIREMENT PLANNING DEC 09, 2014
How immigration reform could impact Social Security

Additional payroll taxes would bolster trust funds initially

By Mary Beth Franklin
NEWS INDUSTRY NEWS DEC 09, 2014
Goldman Sachs' oil forecasting prowess … or lack thereof

Wall Street titan cuts its forecast for the commodity, but should anyone pay attention? If history is any guide, not really.

By Paul Schatz
NEWS EQUITIES DEC 09, 2014
Troubled SAC Capital hedge fund becomes a family office

Breakfast with Benjamin is back. Today: SAC Capital is now a family office; gold and silver start to shine; navigating bonds with ETFs; another debt-ceiling fight; cheaper gas in 2014; and the biggest product flops of 2013.

By Jeff Benjamin
NEWS BROKER DEALERS DEC 08, 2014
From the C Suite with Raymond James' CEO Paul Reilly: Listen and learn. But in a crunch, be decisive

Exec honed his listening and peacemaking skills growing up as the third of eight children and those talents have come in handy.

By Liz Skinner
NEWS RIAS DEC 08, 2014
Fidelity fined $350,000 in billing snafu

Finra said the firm overbilled more than 20,000 fee-based accounts in its RIA unit by $2.4 million over seven years and ordered it to pay a $350,000 fine.

By Mason Braswell
NEWS EQUITIES DEC 08, 2014
Pimco plucks two from Schroders for equities expansion effort

Giles Money joins as a money manager in global growth equity strategies and Lucrecia Tam as an equity analyst focused on industrials,

By Bloomberg
NEWS RIAS DEC 08, 2014
Four Convergent veterans depart for Presidio

Decision by advisers, including an executive director of the ultrahigh-net-worth group, to leave the firm and join Presidio comes amid management changes.

By Mason Braswell
NEWS IRA ALERT DEC 08, 2014
What kinds of income enable you to deduct IRA contributions?

A recent Tax Court case shows which of your checks don't count as compensation.

By Ed Slott
NEWS RIAS DEC 08, 2014
Wall Street makes a case for why consumers should be spending big

On Monday's <i>Breakfast with Benjamin</i>, Wall Street makes its case for why consumers should be spending big. Plus: Avoiding 'bag lady syndrome', the insurance industry gets digital, and oil starts to look and feel like a free market.

By Jeff Benjamin
NEWS ALTERNATIVES DEC 08, 2014
Real estate funds ranked by three-year return, net assets

The latest rankings of real estate funds

By Andrew Leigh
NEWS EQUITIES DEC 08, 2014
Socially conscious funds by category, ranked by one-year total return

Including domestic equity, fixed income, mixed-asset and world equity funds

By Andrew Leigh
NEWS ESG DEC 08, 2014
The top 25 socially conscious funds

Ranked by one-year total return

By Andrew Leigh