Industry News

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NEWS INDUSTRY NEWS JUL 09, 2013
Threat of tax cap freaking out muni market

But gridlock in Washington may save the day, say industry watchers

By Jeff Benjamin
NEWS INDUSTRY NEWS JUL 09, 2013
15 transformational events: American Funds out, Vanguard in

By Jason Kephart
NEWS INDUSTRY NEWS JUL 09, 2013
15 transformational advisers: Michael Kitces

By Jason Kephart
NEWS INDUSTRY NEWS JUL 09, 2013
Four contrarian opportunities for equity investors

Investec strategist Max King looks at Japan, emerging markets, cyclicals and small stocks

By By Max King
NEWS RIAS JUL 08, 2013
Finra bails on plan to supervise reps' outside businesses

In a move that will likely be cheered by reps, Finra has backed off a controversial plan to supervise brokers' outside businesses.

By DJAMIESON
NEWS BROKER DEALERS JUL 08, 2013
Finra gets OK to share more info about reps' disciplinary records

Finra has gotten the go-ahead to issue a monthly letter divulging complaints against reps. Not surprisingly, this doesn't sit well with some brokers.

By Mark Schoeff Jr.
NEWS RETIREMENT PLANNING JUL 07, 2013
Not your father's retirement: Baby Boomers can't relax yet, study finds

Different economic backdrop means longer work, more savings, less spending than parents.

By Michael Shagrin
NEWS RIAS JUL 07, 2013
United Capital does another deal

Buys majority of assets from c5 Wealth Management

By Michael Shagrin
NEWS RETIREMENT PLANNING JUL 07, 2013
Mary Beth Franklin: No mulligan after claiming spousal benefits early

But sometimes it's smart for one spouse to file before reaching 66

By Mary Beth Franklin
NEWS EQUITIES JUL 06, 2013
The Takeaway: Five investing lessons of 2013 ... so far

By Joshua Brown
NEWS INDUSTRY NEWS JUL 06, 2013
Gold has fallen, and it can't get up

Rising real interest rates bad news for precious metal; bullion investors heading for the hills

By JKEPHART
NEWS INDUSTRY NEWS JUL 06, 2013
Suddenly, market not digging gold mining stocks

Benchmark index in major swoon, down 47% so far this year; 'rough ride'

By Brittany Vanbibber
NEWS EQUITIES JUL 03, 2013
Take Five: Cetera's Brian Gendreau

Market strategist is positive both on gold and stocks

By Jeff Benjamin
NEWS RETIREMENT PLANNING JUL 03, 2013
Health coverage may not be client's first priority

By Jeff Benjamin
NEWS INDUSTRY NEWS JUL 03, 2013
Heinz traders netted 2,000% profit in one day: SEC

The SEC says traders at Goldman Sachs netted a 2,000% profit off a bet placed before the takeover of Heinz Co. was announced. The Commission also says those traders must appear in court to explain their good fortune.

By John Goff
NEWS RETIREMENT PLANNING JUL 02, 2013
DOL's Borzi says fiduciary rule will be simple: clients come first

Official calls economic analysis "robust," says process is completely transparent.

By Darla Mercado
NEWS INDUSTRY NEWS JUL 02, 2013
Trading halted as Bitcoin flips out

Tokyo exchange pulls the plug amid panic selling

By John Goff
NEWS RIAS JUL 02, 2013
A private-placement matchmaker

By Janowski Davis
NEWS EQUITIES JUL 01, 2013
The Takeaway: Why the race is on to scale up your practice

By Joshua Brown
NEWS REGULATION AND LEGISLATION JUN 30, 2013
Backed-up SEC won't address mandatory arb any time soon

Mandatory arbitration has been generating plenty of headlines lately, but SEC Commissioner Elisse Walter says the regulator won't be addressing the subject any time soon.

By Mark Schoeff Jr.