Industry News

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Younger planners more willing to adapt to client needs
NEWS PRACTICE MANAGEMENT SEP 19, 2024
Younger planners more willing to adapt to client needs

Industry has slowly evolved into less tangible aspects, says advisor after FPA report.

By Emile Hallez
Broker-dealer charged by SEC over Reg BI violations agrees $325K civil penalty
NEWS INDUSTRY NEWS SEP 19, 2024
Broker-dealer charged by SEC over Reg BI violations agrees $325K civil penalty

Charges relate to recommendations of a specific type of derivative security.

By Steve Randall
Citi Private Bank study reveals priorities for family offices
NEWS INDUSTRY NEWS SEP 19, 2024
Citi Private Bank study reveals priorities for family offices

Seven key themes have emerged from the new research.

By Steve Randall
Wall Street got the cut it expected but uncertainties still rule
NEWS INDUSTRY NEWS SEP 19, 2024
Wall Street got the cut it expected but uncertainties still rule

Stocks and bonds gained post-Fed but quickly eased.

Investors confident that stock rally will endure to year end
NEWS INDUSTRY NEWS SEP 19, 2024
Investors confident that stock rally will endure to year end

But it's unlikely the S&P 500 will rise above 6000, poll suggests.

Asian currencies index highest since July 2023 after Fed cut
NEWS INDUSTRY NEWS SEP 19, 2024
Asian currencies index highest since July 2023 after Fed cut

Further appreciation is anticipated by strategists.

Green bonds are failing to drive real change, report claims
NEWS INDUSTRY NEWS SEP 19, 2024
Green bonds are failing to drive real change, report claims

Global market is worth $4 trillion, but how much difference does it make?

Wealth Enhancement Group charging some new clients more for consulting
NEWS RIAS SEP 18, 2024
Wealth Enhancement Group charging some new clients more for consulting

Decision comes at a time when financial advice industry is facing pressure to offer clients more services at a better price.

By Bruce Kelly
How to address recruitment challenges in the financial services industry
NEWS PRACTICE MANAGEMENT SEP 18, 2024
How to address recruitment challenges in the financial services industry

Lindsey Lewis, of the American College Center for Women in Financial Services, highlights key factors for financial services companies to consider.

By Chris Davis
Uncovering RIA practice valuation: A look under the hood
NEWS INDUSTRY NEWS SEP 18, 2024
Uncovering RIA practice valuation: A look under the hood

Upcoming webinar will feature in-depth analysis on the factors that impact the value of an RIA firm.

By IN Staff
Celebrate your female power at the Women Advisor Summit New York 2024
NEWS INDUSTRY NEWS SEP 18, 2024
Celebrate your female power at the Women Advisor Summit New York 2024

This event is designed to help women advisors grow their practice, elevate their leadership skills, and navigate the changing industry landscape.

Fed reveals September rate decision
NEWS FIXED INCOME SEP 18, 2024
Fed reveals September rate decision

The central bank has finally pared back its policy rate from historic highs ... but what's its next move?

By Leo Almazora
FPA names Daniel Galli 2025 president-elect
NEWS INDUSTRY NEWS SEP 18, 2024
FPA names Daniel Galli 2025 president-elect

The Financial Planning Association has also named four new members to its board of directors for next year.

By Leo Almazora
Four-fifths of retirement plan advisors are talking about lifetime income
NEWS LIFE INSURANCE AND ANNUITIES SEP 18, 2024
Four-fifths of retirement plan advisors are talking about lifetime income

BlackRock research surveys retirement advisors' sentiment around active managements, retirement income solutions, and AI.

By Leo Almazora
How coaching and mentorship can elevate business metrics and client service
NEWS RIAS SEP 18, 2024
How coaching and mentorship can elevate business metrics and client service

Everybody needs a coach if they want to grow, no matter how successful they are.

By InvestmentNews
Cetera affiliate North Ridge Wealth Planning welcomes $269M AUM advisor duo
NEWS INDUSTRY NEWS SEP 18, 2024
Cetera affiliate North Ridge Wealth Planning welcomes $269M AUM advisor duo

Former American Portfolios advisors are uncle and nephew.

By Steve Randall
America continues to lead the world in centi-millionaires, but is that set to change?
NEWS INDUSTRY NEWS SEP 18, 2024
America continues to lead the world in centi-millionaires, but is that set to change?

More Americans with $100M wealth are considering international options.

By Steve Randall
Young Americans want to be givers, just don't call them philanthropists
NEWS INDUSTRY NEWS SEP 18, 2024
Young Americans want to be givers, just don't call them philanthropists

Many Gen Zs and Millennials are unsure about how to give tax efficiently.

By Steve Randall
As Fed decision approaches, bond investors lock in bets
NEWS INDUSTRY NEWS SEP 18, 2024
As Fed decision approaches, bond investors lock in bets

But a 25-point cut will result in heavy losses for some.

Pimco $163M fund manager says market is overestimating cuts
NEWS INDUSTRY NEWS SEP 18, 2024
Pimco $163M fund manager says market is overestimating cuts

Daniel Ivascyn says inflation risk may derail bets.