So far this year, such funds have garnered $37.6 billion in net new cash
Arbitration panel says prospectus, fees may not have been sufficiently revealed beforehand
MAX platform offers access to products from BlackRock, Morningstar, Direxion and others.
Two recent enforcement actions highlight how the brokerage watchdog is upping its scrutiny and is unlikely to relent.
Top 10 reasons why it's time to 'break up' with projected policy values.
There are alternative ways to fund long-term care if you need it, even if you’re not a millionaire
Approval for global bond-linked index funds would put them on same footing as ETF pioneers Vanguard and BlackRock.
Bear market marches into history, making funds that survived the decade seem great on paper.
With the DOL fiduciary rule hampering sales of high-commission products like nontraded REITs and BDCs, interval funds are getting more attention.
Don't scoff at the potential to add 100 basis points in value per year.
Mulvaney says the president's comment on the island's debt shouldn't be taken literally.
Advisers who are tempted by rising oil prices and production should remember the last time these funds started pumping mud.
Some funds have over 10% of their holdings in the island's municipal bonds, which were already suffering from poor economic conditions before the recent storms.
Hurricane damage to island may complicate settlement of claims on munis and closed-end funds.
Legislation would allow brokerages to produce fund reports not classified as sales offers.
More than half in survey expect a decline that will wipe out significant gains, but only 18% are taking steps to shield their portfolios.
$1.2 billion deal rounds out Invesco offerings and lets Guggenheim focus on mutual funds.
But American Funds proposes two rules to increase advisers' odds of choosing a winner.
