Enforcement division giving advisers until June 12 to declare intentions to self-report fiduciary violations and make financial restitution.
Tax-exempt money fund assets have grown almost $7 billion so far this year.
The changes increase mutual funds and ETFs' appeal to small retirement plans, too
Michael Wilson sees the S&P 500 index ending the year 5% above its current level.
Bond chief Hasenstab sees rising interest rates wreaking havoc.
Veteran investor cites the level of debt that has accumulated since the financial crisis, especially in the U.S.
Veteran investor cites the level of debt that has accumulated since the financial crisis.
Jerome Powell's background in financial services is viewed as a plus.
Traditional LTC insurers continue to be dogged by miscalculations on old policies.
More than $46 billion went to taxable bonds last month, versus $17 billion flowing into stock funds and ETFs.
Customers can sell out of existing positions, but can't buy into the funds, company says.
Over the past week, 401(k) participants have been trading much more than usual, moving from equities into fixed income and money funds.
Private-equity backers embrace the expanded access to investors.
Finra was investigating Brett Ashy for unauthorized transaction.
Treasury 10-year yield is trading at a four-year high at 2.85%, stoking fears of Fed tightening
The S&P 500 is now more than 10% off the record it hit on Jan. 26
The market sell-off highlights the virtues of hedging.
Just 22% say they plan to expand use of outside private-equity funds
Exchange-traded products tied to volatility were a 'major driver' of Monday's mayhem.
Leuthold Group's Doug Ramsey points to the market's experience in 2007 as a road map.
