Investing

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Debunking the January effect
EQUITIES JAN 05, 2015
Debunking the January effect

'As goes January, so goes the year' sounds good but isn't very actionable.

By Corey Hoffstein and Justin Sibears
Inflation may stay low this year but that won't keep Fed from raising rates
FIXED INCOME JAN 05, 2015
Inflation may stay low this year but that won't keep Fed from raising rates

Economists say that although prices will remain under control, the Federal Reserve will lift interest rates this year. The consensus is that a hike could come as early as June but perhaps be delayed until September.

By Bloomberg
RETIREMENT PLANNING JAN 05, 2015
Key 401(k) Supreme Court suit will shake up retirement plan advisers

Expect more due diligence on funds and fees, and expect to do it more frequently.

By Darla Mercado
EQUITIES JAN 05, 2015
Malkiel on investment opportunities, financial advice and robos

The author of 'A Random Walk Down Wall Street' talks about investing in today's world, the financial advice business and robos.

By Bloomberg
EQUITIES JAN 05, 2015
Finra fines Wall Street banks $43.5M for pushing analysts on IPOs

Regulator fines 10 banks for total of $43.5 million for promising positive analyst coverage after initial public offering.

By Bloomberg
Former SEC enforcement head Robert Khuzami to defend ex-ARCP chief David Kay
ALTERNATIVES JAN 04, 2015
Former SEC enforcement head Robert Khuzami to defend ex-ARCP chief David Kay

Mr. Khuzami, who is now a partner at Kirkland & Ellis, has signed on as Mr. Kay's attorney in the defense of a complaint filed in December.

By Bruce Kelly
LIFE INSURANCE AND ANNUITIES JAN 04, 2015
Annuities' use in 401(k) plans gets green light

Will 2015 finally be the year when plan sponsors welcome these insurance products with open arms?

By Darla Mercado
ALTERNATIVES JAN 04, 2015
Nicholas Schorsch's REIT empire is under siege

A blockbuster lawsuit alleging misconduct by Nicholas Schorsch is one of many issues confronting his vast real estate empire.

By Bruce Kelly
EQUITIES DEC 31, 2014
Are the equity markets running out of energy?

Opportunity knocks for patient investors, but 2015 gains won't be as sharp as this year's.

By Mike Boyle
EMERGING MARKETS DEC 31, 2014
SEC penalizes 13 firms for improper sales of Puerto Rican bonds

The SEC cracks down on financial firms, including Schwab, J.P. Morgan Securities, Lebenthal, Oppenheimer, TD Ameritrade, UBS and Wedbush for selling risky debt beneath the minimum allotment of $100,000 for a single transaction.

By Mark Schoeff Jr.
EQUITIES DEC 30, 2014
Stocks overcome global upheavals to keep bull market chugging through sixth year

Dow up about 175% since March 2009, aided by Fed bond buying, better-than-forecast economic data and corporate earnings that beat analyst forecasts.

By Bloomberg
EQUITIES DEC 30, 2014
Stocks and the economy are hooked on the Fed's punch bowl

Policy critics charge the markets are 'artificial,' but some strategists say the central bank can manage continued stimulus pullback.

By Jeff Benjamin
EQUITIES DEC 29, 2014
The predictable downside of chasing performance

The last <i>Breakfast with Benjamin</i> menu of the year features: A cautionary tale on chasing performance; why active management is not dead yet; cheap oil claims its first energy-sector victim; and a reminder that annuities are not investments.

By Jeff Benjamin
EQUITIES DEC 29, 2014
Small caps break record as rally broadens out amid sluggish trade

The Russell 2000 Index climbed to an all-time high and the Nasdaq Composite Index reached a level not seen since 2000 as an equities rally that started last week continued through one of the slowest trading days of the year.

By Bloomberg
INDEPENDENT BROKER DEALERS DEC 29, 2014
2014 big for indexed annuities: Broker-dealer execs

Sales of the products may be cannibalizing those of variable annuities.

By Darla Mercado
RIA NEWS DEC 29, 2014
Pershing playing catch-up with competitors as custodian considers offering commission-free ETFs

Platforms, popular with RIAs, post tremendous growth for firms, fund managers.

By Trevor Hunnicutt
ALTERNATIVES DEC 29, 2014
Thompson's former nontraded REIT drops nearly 30%

Investors in a nontraded REIT launched by Tony Thompson, the one-time noted real estate sponsor, were told last week that the net asset value of the REIT had eroded by nearly 30%.

By Bruce Kelly
EMERGING MARKETS DEC 27, 2014
Societe Generale calls 2015 a down year for stocks

<i>Breakfast with Benjamin</i> features a contrarian market call from Societe Generale that seems obvious. Plus living in a world where oil is cheap, making the most of year-end client reviews, and nine tweets that made news this year.

By Jeff Benjamin
EQUITIES DEC 25, 2014
John Maynard Keynes: Economist by day, high-flying portfolio manager by night

A look at the famed economist, who was a sterling money manager because of his willingness to question prevailing opinion and act against the consensus.

By Peter W. Beer
ALTERNATIVES DEC 24, 2014
Schorsch allegations will haunt nontraded REIT industry

Industry &quot;floored&quot; by allegation that REIT czar had hand in $23 million accounting error at American Realty Capital Properties.

By Bruce Kelly