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Vix bets reflect optimism over Europe, equities
EQUITIES OCT 13, 2011
Vix bets reflect optimism over Europe, equities

Traders are placing more bets than any time since 2009 that the CBOE's Volatility Index will fall, a sign they expect concern about Europe's credit crisis to recede and the Standard & Poor's 500 Index to rally.

By Doug Cubberley
EQUITIES OCT 13, 2011
This tech fund beats benchmarks by avoiding 'bleeding edge' stocks

Looking beyond the technology-centric U.S. market is key to building a solidly diversified portfolio of tech stocks, according to Ian Warmerdam, manager of the $300 million Henderson Global Technology Fund.

By Bloomberg
Corporate stash of cash is paying dividends for this fund
EQUITIES OCT 13, 2011
Corporate stash of cash is paying dividends for this fund

The nearly two-year trend of companies' hoarding cash due to economic uncertainty plays right into the hand of the $560 million JPMorgan Equity Income Select Fund.

By Jeff Benjamin
Life settlements scammers get longer jail sentences than Enron's Skilling
LIFE INSURANCE AND ANNUITIES OCT 12, 2011
Life settlements scammers get longer jail sentences than Enron's Skilling

Two Houston men have been sentenced to spend more than 45 years in prison for their role in a massive life settlements fraud scheme.

By Darla Mercado
LIFE INSURANCE AND ANNUITIES OCT 12, 2011
Annuity reg vote pushed back due to Irene

NAIC's summer meeting in Philadelphia washed out by Hurricane Irene; decision on disclosure model to come later this month

By Darla Mercado
ALTERNATIVES OCT 12, 2011
Private-equity firms willing to deal on fees

Some of the most popular private-equity funds — those once in such demand that they could get away with charging above-market fees — are finding it hard to fill their dance cards

By Arleen Jacobius
Iowa draws clear line for insurance agents and securities brokers
LIFE INSURANCE AND ANNUITIES OCT 12, 2011
Iowa draws clear line for insurance agents and securities brokers

The state of Iowa finally issued it's long-awaited guidance on what insurance agents and securities brokers can — and can't —do when working with clients

By Darla Mercado
LIFE INSURANCE AND ANNUITIES OCT 12, 2011
Illinois advisers lose securities licenses for liquidating annuities

By Darla Mercado
Regulatory turf war brewing over indexed annuities?
LIFE INSURANCE AND ANNUITIES OCT 12, 2011
Regulatory turf war brewing over indexed annuities?

Fine issued by Illinois securities cops over sale of fixed annuities raises questions of jurisdiction; others say no conflict exists

By Darla Mercado
LIFE INSURANCE AND ANNUITIES OCT 12, 2011
Iowa to shed light on sources of insurance funding

In a move that could affect the sales of securities and insurance in the state, Iowa's insurance regulator this week is expected to issue guidance on how far insurance agents and brokers can go in advising clients on the suitable sources of funds for insurance products

By Darla Mercado
LIFE INSURANCE AND ANNUITIES OCT 12, 2011
Annuity exam overload could prompt product pruning

Annuity exam overload, including extra training, could prompt some advisers to limit customer choice.

By Darla Mercado
State crackdown could be the death of some universal life policies
LIFE INSURANCE AND ANNUITIES OCT 11, 2011
State crackdown could be the death of some universal life policies

Push for larger reserves could push some insurers right out of the business; vendors fighting back

By Darla Mercado
Insurance advisory committee full of industry insiders, one notable outsider
LIFE INSURANCE AND ANNUITIES OCT 11, 2011
Insurance advisory committee full of industry insiders, one notable outsider

Birnbaum the sole consumer advocate on newly formed panel; 'really going to stand out'

By Darla Mercado
MetLife reins in popular VA benefits rider — again
LIFE INSURANCE AND ANNUITIES OCT 11, 2011
MetLife reins in popular VA benefits rider — again

Regulator filing details second benefits cut since May launch

By Darla Mercado
RETIREMENT PLANNING OCT 11, 2011
LTCI too pricey even for Uncle Sam as CLASS Act yanked

Citing costs, government pulls plug on controversial long-term-care insurance plan; 'we're right where we have been operating'

By Darla Mercado
Wasserstein haunts Harry & David in buyout doomed to bankruptcy
RETIREMENT PLANNING OCT 11, 2011
Wasserstein haunts Harry & David in buyout doomed to bankruptcy

Bruce Wasserstein, dead for two years, still casts a pall over the Rogue River Valley of southern Oregon, home of Harry & David Holdings Inc.

By Doug Cubberley
LIFE INSURANCE AND ANNUITIES OCT 11, 2011
Nine mistakes clients make when buying insurance

By John Goff
Guilded age? Allstate's independent contractors one step closer to union
LIFE INSURANCE AND ANNUITIES OCT 11, 2011
Guilded age? Allstate's independent contractors one step closer to union

Long time come, but agents finally form guild to have leverage over corporate office decisions

By Darla Mercado
Pimco goes bargain hunting in China
EQUITIES OCT 11, 2011
Pimco goes bargain hunting in China

Emerging-market stocks are “cheap” and Pacific Investment Management Co. is buying in China after the nation's shares tumbled this year

By Doug Cubberley
MetLife to take charge of up to $135M to pay death benefits
LIFE INSURANCE AND ANNUITIES OCT 11, 2011
MetLife to take charge of up to $135M to pay death benefits

MetLife Inc. will take a charge of up to $135 million for unpaid death benefits based on Social Security Administration records.

By Doug Cubberley