Investing

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N.J. adviser charged with posing as police officer in botched robbery
LIFE INSURANCE AND ANNUITIES MAY 10, 2022
N.J. adviser charged with posing as police officer in botched robbery

Anthony Naso and an accomplice identified themselves as law enforcement and wore police-style badges during an attempted robbery in 2020, according to police.

By Bruce Kelly
US regulators considering Plan B if Congress fails to act on crypto
ALTERNATIVES MAY 10, 2022
US regulators considering Plan B if Congress fails to act on crypto

CFTC Chairman Rostin Behnam says his agency would be a tough regulator for crypto market.

By Bloomberg
Target-date funds continue to be 401(k) favorites
RETIREMENT PLANNING MAY 09, 2022
Target-date funds continue to be 401(k) favorites

Participants in their 20s have more than half their retirement plan assets in the funds, a study by ICI and EBRI shows.

By InvestmentNews
SEC extends comment period on climate risk, private fund, exchange proposals
ALTERNATIVES MAY 09, 2022
SEC extends comment period on climate risk, private fund, exchange proposals

SEC Chairman Gary Gensler has been under pressure from Republican lawmakers and industry trade associations to allow more time for feedback on rulemaking.

By Mark Schoeff Jr.
ETF hedging interest-rate risk comes out of the gate with 67% gain this year
EQUITIES MAY 09, 2022
ETF hedging interest-rate risk comes out of the gate with 67% gain this year

The strategy blends short-term Treasury bonds with put options on longer-term bonds to ride the trend toward higher rates.

By Jeff Benjamin
As market sell-off continues, financial advisers are searching for answers
RIA NEWS MAY 09, 2022
As market sell-off continues, financial advisers are searching for answers

Advisers are hoping the worst is over and trying to keep clients focused on the long term.

By Jeff Benjamin
Bitcoin tumbles below $33,000 to lowest level since July 2021
ALTERNATIVES MAY 09, 2022
Bitcoin tumbles below $33,000 to lowest level since July 2021

Tightening monetary policy to combat runaway inflation and ebbing liquidity are turning investors away from speculative assets across global markets.

By Bloomberg
Advisor Group adds CAIS alts platform
ALTERNATIVES MAY 06, 2022
Advisor Group adds CAIS alts platform

The addition gives access to a menu of alternative investment products, including hedge funds, private equity, real estate and private credit.

By InvestmentNews
Historic rout isn’t over yet, Bank of America strategists say
FIXED INCOME MAY 06, 2022
Historic rout isn’t over yet, Bank of America strategists say

“Paralysis rather than panic best describes investor positioning,” BofA's Michael Hartnett says.

By Bloomberg
Crypto-rich puzzle over how to pass high-risk wealth on to heirs
RETIREMENT PLANNING MAY 05, 2022
Crypto-rich puzzle over how to pass high-risk wealth on to heirs

As more crypto holders need help structuring their wealth, the staid world of estate planning is still playing catch up.

By Bloomberg
Fiduciary group offers best practices for using annuities in retirement plans
RETIREMENT PLANNING MAY 05, 2022
Fiduciary group offers best practices for using annuities in retirement plans

The key to a prudent process for selecting annuities for a retirement plan is to assess cost, performance and risk factors.

By Mark Schoeff Jr.
Stocks sink as specter of stagflation haunts trading
EQUITIES MAY 05, 2022
Stocks sink as specter of stagflation haunts trading

In the wake of the Federal Reserve's rate hike Wednesday, traders worry that Fed officials could struggle to contain inflation amid the lingering threat of a recession.

By Bloomberg
Bond turmoil threatens to erupt anew with inflation haunting Fed
FIXED INCOME MAY 05, 2022
Bond turmoil threatens to erupt anew with inflation haunting Fed

Chair Jerome Powell pours cold water on the prospect for a jumbo-sized 75 basis point rate hike next month.

By Bloomberg
First Eagle interval fund offers healthy income in exchange for liquidity
MUTUAL FUNDS MAY 04, 2022
First Eagle interval fund offers healthy income in exchange for liquidity

Investors searching for a source of income could look to credit funds with attractive yields.

By Jeff Benjamin
Momentum continues for SECURE 2.0 legislation
RETIREMENT PLANNING MAY 03, 2022
Momentum continues for SECURE 2.0 legislation

Measures that would build on the SECURE Act's efforts to improve retirement security could run into trouble if consumer advocates zero in on annuity reform.

By Joanne Cleaver
First-quarter annuity sales driven by record sales in March
LIFE INSURANCE AND ANNUITIES MAY 03, 2022
First-quarter annuity sales driven by record sales in March

Total US annuity sales rose 4% to $63.6 billion, according to the Secure Retirement Institute.

By InvestmentNews
Experts stress retirement strategy preferences go beyond maximizing return
RETIREMENT PLANNING MAY 03, 2022
Experts stress retirement strategy preferences go beyond maximizing return

Advisers should talk to their clients about their comfort level with risk and whether they prefer a safety-first approach.

By Mark Schoeff Jr.
Advisers warn clients about 'long, difficult bear market'
EQUITIES MAY 03, 2022
Advisers warn clients about 'long, difficult bear market'

The old advice to 'sell in May and go away' is morphing into a duck-and-cover drill as advisers brace clients for a rough summer.

By Jeff Benjamin
Wall Street regulators consider 'staggering' curbs on complex ETFs
ETFS MAY 03, 2022
Wall Street regulators consider 'staggering' curbs on complex ETFs

The crackdown could hit everything from leveraged and inverse vehicles to cryptocurrency-linked funds and defined-outcome strategies.

By Bloomberg
SEC crypto team getting 20 more officials in bid to crack down
ALTERNATIVES MAY 03, 2022
SEC crypto team getting 20 more officials in bid to crack down

The additions will bring the agency's Crypto Assets and Cyber Unit to 50 people.

By Bloomberg