GOP senators assert that the SEC's effort to expand ESG reporting pushes a social policy agenda, while the SEC chair says agency is reacting to investors' demands for more information.
Municipal bond exchange-traded funds have attracted a record amount of cash this year as investors try to shield income from potentially higher levies under the Biden administration.
A report shows that the ESG investment category 'got lucky' by benefiting from high-profile climate disasters.
The company's shares are expected to begin regular trading on the New York Stock Exchange on Sept. 20.
Private equity firms' insurance companies accounted for more than 40% of all indexed annuity sales industrywide during the second quarter.
iCapital’s advisers can access digital currency investments for their clients through a Grayscale diversified market-cap weighted investment.
Technology is opening up access to alternative investments, often getting around high minimums by combining multiple, smaller investments into a single fund.
As the traditional blend of stocks and bonds is undermined by persistently low interest rates, advisers are turning to alternative investments to achieve both higher returns and diversification. But alts pose their own challenges.
As investor demand grows, advisers are realizing they need to step up their ESG game.
The Investment Company Institute says 25 cents per emailed document is excessive and hurts investors. Broadridge, a fintech firm that sends most proxies and other material to fund shareholders, asserts its system reduces costs for investors.
John Vande Bossche leads the six-person team in Anaheim, California, that includes his wife, son and daughter.
SmartRetirement Plus will pair J.P. Morgan's target-date funds with AIG's IncomEdge Control annuity to meet the needs of plan participants who would like to receive regular monthly income in retirement.
All of the asset manager's new exchange-traded funds integrate sustainable investing criteria, with three investing in equities and two focusing on fixed income.
The agency has said that it will sue the exchange if Coinbase lets customers earn interest on their digital tokens.
Even though advisers don’t have to comply with the rule for more than a year, it ranked as the hottest compliance topic, according to a survey; cybersecurity and climate change/ESG were other areas worrying advisers.
Adapting to the changing climate also includes taking into account advances in technology, such as in medicine, energy, transportation, space travel, artificial intelligence and computing. We need to analyze our current investments and consider updating our portfolios.
Defendants in the long-running case have been ordered to pay restitution to more than 200 plans. Assets were allegedly siphoned from benefits payments to buy property and used for other personal expenses.
The regulator sued five BitConnect promoters in May for their roles in promoting the scheme by creating testimonials on YouTube, sometimes multiple times a day.
ESG ETFs have investments related to solving social issues in the country such as racial disparities and better health care.
Luma Financial Technologies' new tool, Luma Compare, lets advisers compare a variety of products.
