Investing

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Vanguard isn't taking in as much money; neither is anyone else
MUTUAL FUNDS JUL 06, 2018
Vanguard isn't taking in as much money; neither is anyone else

Giant asset manager's inflows were down 42% in the first half.

By Bloomberg
Texas REITs to pay $8.2 million for misleading investors
ALTERNATIVES JUL 06, 2018
Texas REITs to pay $8.2 million for misleading investors

SEC alleges money from newer UDF fund was being used to pay distributions to investors in older fund.

By Bruce Kelly
The newest alternative asset: Classic cars
ALTERNATIVES JUL 05, 2018
The newest alternative asset: Classic cars

Can't afford a Ferrari? You can buy a share in one for $80.

By Bloomberg
Earnings season is approaching, but all stocks care about is a trade war
EQUITIES JUL 05, 2018
Earnings season is approaching, but all stocks care about is a trade war

The S&P 500 gained just 2.9% in Q2, even as profits grew seven times as fast

By Bloomberg
Goldman Sachs poses new threat to active mutual fund managers
ETFS JUL 05, 2018
Goldman Sachs poses new threat to active mutual fund managers

Firm has created the ETF equivalent of a killer cyborg fund.

By Bloomberg
New ways to estimate and fund long-term care costs
RETIREMENT PLANNING JUL 05, 2018
New ways to estimate and fund long-term care costs

Advisers are challenged to protect against one of the biggest risks to a retirement plan.

By Mary Beth Franklin
Muni closed-end funds may be ripe for tax-loss sales
MUTUAL FUNDS JUL 05, 2018
Muni closed-end funds may be ripe for tax-loss sales

The vast majority of the funds have posted a loss this year, pressured by the rising cost of leverage.

By Bloomberg
RETIREMENT PLANNING JUL 05, 2018
The Life Insurance Agent as Financial Planner

Insurance is no longer just a one-off in planning.

By SteveParrishJDRICPCLUChFCRHU
Trade war could harm Americans' retirement savings
EQUITIES JUL 03, 2018
Trade war could harm Americans' retirement savings

Concerns of tariffs disrupting overseas earnings continues to brew.

By Stephen Gandel
Strategists see a blowout second half
EQUITIES JUL 02, 2018
Strategists see a blowout second half

Investors have pulled $24 billion out of U.S. equity funds in the past week

By Bloomberg
Trade fight puts ETF investors on the defensive
ETFS JUL 02, 2018
Trade fight puts ETF investors on the defensive

Cash has poured into exchange-traded funds tracking consumer staples and energy, and out of holdings in industrial and financial companies.

By Bloomberg
Galvin: 10 broker-dealers to be scrutinized
ALTERNATIVES JUL 02, 2018
Galvin: 10 broker-dealers to be scrutinized

Massachusetts looking into private placement sales.

By InvestmentNews
Vanguard expands commission-free trading to 1,800 ETFs
ETFS JUL 02, 2018
Vanguard expands commission-free trading to 1,800 ETFs

The commission-free ETFs include most of Vanguard's offerings, as well as ETFs from BlackRock, Schwab, and State Street Global Advisors.

By InvestmentNews
Guggenheim accused of using cash from annuity unit to fund CEO's purchase of LA Dodgers
LIFE INSURANCE AND ANNUITIES JUL 02, 2018
Guggenheim accused of using cash from annuity unit to fund CEO's purchase of LA Dodgers

Case charges firm with 'siphoning' funds from insurance companies it owns.

By InvestmentNews
The sad but important truth about taxable bonds and AUM
FIXED INCOME JUL 02, 2018
The sad but important truth about taxable bonds and AUM

Accurate estimates of expenses show net returns on taxable bonds in AUM accounts at today's interest rates are depressingly low.

By Michael Finke and David Blanchett
Bitcoin bubble approaches dot-com levels
ALTERNATIVES JUN 29, 2018
Bitcoin bubble approaches dot-com levels

Largest cryptocurrency falls to its lowest level since November, while many tokens go to zero.

By Bloomberg
Bitcoin bubble approaches dot-com levels
ALTERNATIVES JUN 29, 2018
Bitcoin bubble approaches dot-com levels

Largest cryptocurrency falls to its lowest level since November, while many tokens go to zero

By Bloomberg
Volatile trading in first half upends expectations
EQUITIES JUN 29, 2018
Volatile trading in first half upends expectations

Emerging-market stocks are the biggest loser so far thjs year, followed by emerging-market and euro-denominated debt.

By Bloomberg
Advisers take a short-term view of trade skirmishes
EMERGING MARKETS JUN 29, 2018
Advisers take a short-term view of trade skirmishes

Bracing for more market volatility as negotiations between China and the U.S. heat up ahead of July 6 start of new tariffs.

By Jeff Benjamin
Upstart RIA uses access to alternatives to recruit advisers
RIA NEWS JUN 28, 2018
Upstart RIA uses access to alternatives to recruit advisers

Third Seven Advisors leverages its own investment bank

By Jeff Benjamin