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Vegan ETF gets ‘carbon neutral’ rating without credits
ETFS JAN 18, 2023
Vegan ETF gets ‘carbon neutral’ rating without credits

The VegTech Plant-based Innovation & Climate ETF is in line with a 2.12˚F temperature rise.

By Emile Hallez
Advisors downplay prospects for debt default, comfort clients
FIXED INCOME JAN 17, 2023
Advisors downplay prospects for debt default, comfort clients

They're confident that after some political theater over the next few months, lawmakers will reach an agreement to boost the debt limit because the consequences of not doing so would be catastrophic.

By Mark Schoeff Jr.
Bitcoin rally shows cryptocurrency resilience after FTX debacle
ALTERNATIVES JAN 17, 2023
Bitcoin rally shows cryptocurrency resilience after FTX debacle

The digital currency is up 26% over the past month, while some crypto miners are up 125% this year.

By Jeff Benjamin
Transamerica revamps Large Core Fund with ESG treatment
MUTUAL FUNDS JAN 17, 2023
Transamerica revamps Large Core Fund with ESG treatment

Currently, the fund does not have a sustainability mandate and thus has an average sustainability rating from Morningstar.

By Emile Hallez
Touchstone Investments files for ‘climate transition’ ETF
MUTUAL FUNDS JAN 17, 2023
Touchstone Investments files for ‘climate transition’ ETF

Lombard Odier’s Paul Udall is listed as portfolio manager for the forthcoming fund, which would be listed on the Chicago Board Options Exchange.

By ESG Clarity
BNY Mellon to cut about 3% of staff
ALTERNATIVES JAN 13, 2023
BNY Mellon to cut about 3% of staff

The bank says costs will be a top priority this year; it also says it's still committed to its digital assets strategy despite the turmoil in crypto markets.

By Bloomberg
State regulators urge Congress not to expand private securities markets
ALTERNATIVES JAN 12, 2023
State regulators urge Congress not to expand private securities markets

NASAA's policy agenda asks lawmakers not to erode state oversight of unregistered securities in the effort to bolster capital formation, warning of potential investor harm.

By Mark Schoeff Jr.
Fed policy puts bonds on front burner as advisors see myriad ways to capture yield
RIA NEWS JAN 12, 2023
Fed policy puts bonds on front burner as advisors see myriad ways to capture yield

Coming off a horrific year for bonds, the table has been set for both simple and creative fixed-income opportunities.

By Jeff Benjamin
Finra keeps focus on Reg BI in 2023 exam report
ALTERNATIVES JAN 10, 2023
Finra keeps focus on Reg BI in 2023 exam report

In this year's report, the regulator also created a separate section under the heading of 'financial crimes,' which includes cybersecurity, anti-money laundering and manipulative trading.

By Bruce Kelly
Look before leaping into value stocks
EQUITIES JAN 10, 2023
Look before leaping into value stocks

Financial advisors express mixed views of the momentum of value versus growth stocks heading into the new year.

By Jeff Benjamin
Fidelity launches business development company
ALTERNATIVES JAN 10, 2023
Fidelity launches business development company

The Fidelity Private Credit Fund will be available to individual investors and distributed through financial advisors.

By InvestmentNews
New ETF bets on companies led by women
EQUITIES JAN 09, 2023
New ETF bets on companies led by women

Hypatia Women CEO ETF leverages the logic that female executives represent a rare level of excellence when it comes to leadership and management skills.

By Jeff Benjamin
DWS readies ‘climate action’ ETF
MUTUAL FUNDS JAN 09, 2023
DWS readies ‘climate action’ ETF

The product, which would invest in companies seen as leaders in addressing climate change in their businesses, would be the 14th Xtrackers ETF with an ESG theme.

By ESG Clarity
Expect giant branch offices at IBDs to flex their muscle
ALTERNATIVES JAN 09, 2023
Expect giant branch offices at IBDs to flex their muscle

There are plenty of private equity managers left who could still invest in large branch offices of independent broker-dealers.

By Bruce Kelly
Finding potential upside in markets and the economy
EQUITIES JAN 09, 2023
Finding potential upside in markets and the economy

Market watchers take the long view in forecasting the year ahead because the immediate future looks dicey.

By Jeff Benjamin
Growth or flexibility? Fintechs must choose
ALTERNATIVES JAN 09, 2023
Growth or flexibility? Fintechs must choose

Fintechs may find themselves mimicking some of the same strategies advisors use to demonstrate the value they bring to clients during difficult markets.

By Ryan W. Neal
Vanguard's efforts to navigate politics of ESG could be blueprint for others
RIA NEWS JAN 06, 2023
Vanguard's efforts to navigate politics of ESG could be blueprint for others

Last month's decision to exit the Net Zero Asset Managers Initiative puts Vanguard in a spotlight it was likely trying to avoid.

By Jeff Benjamin
Before FTX collapsed, it was targeting retirement accounts
RETIREMENT PLANNING JAN 05, 2023
Before FTX collapsed, it was targeting retirement accounts

The push to interest retirement savers in crypto was part of an effort by FTX Group to expand its base of everyday retail customers.

By Bloomberg
ESG has DOL's blessing. Here's what can happen next in 401(k)s
RETIREMENT PLANNING JAN 05, 2023
ESG has DOL's blessing. Here's what can happen next in 401(k)s

Target-date funds that are sustainable or responsible are fair game now for retirement plans, but there aren't many of them.

By Emile Hallez
Focus Financial partner deal expands access to alternative investments
RIA NEWS JAN 05, 2023
Focus Financial partner deal expands access to alternative investments

Chicago firms Kovitz and Origin will combine real estate investment expertise, creating greater access across the Focus network.

By Jeff Benjamin