Investing

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Stocks can't continue to ignore recession risk
EQUITIES JUL 03, 2023
Stocks can't continue to ignore recession risk

Despite the recent surge in equities, most market watchers expect stocks to finish the year flat or down from current levels.

By Jeff Benjamin
Fidelity leads flurry of bitcoin ETF refilings to answer SEC questions
ALTERNATIVES JUL 03, 2023
Fidelity leads flurry of bitcoin ETF refilings to answer SEC questions

All five of the refiled applications indicated that Coinbase will provide market surveillance for their funds, a fact that wasn't included in previous iterations.

By Bloomberg
SEC's rejection of BlackRock bitcoin ETF unlikely to derail eventual approval
ALTERNATIVES JUN 30, 2023
SEC's rejection of BlackRock bitcoin ETF unlikely to derail eventual approval

Rejection screams 'we're ready to approve,' says financial planner.

By Ryan W. Neal
Advisors, be careful what you wish for with interest rates
FIXED INCOME JUN 30, 2023
Advisors, be careful what you wish for with interest rates

'When an advisor or client stretches for yield, that’s when they can get hit,' one financial advisor notes.

By Bruce Kelly
Staying in-plan: More 401(k)s keep retiree assets but more products needed
RIA NEWS JUN 30, 2023
Staying in-plan: More 401(k)s keep retiree assets but more products needed

Keeping retirees in the plan helps both participants and sponsors save on costs, but many 401(k)s are lacking income options.

By Emile Hallez
Fidelity joins race for spot-bitcoin ETF with SEC filing
ALTERNATIVES JUN 30, 2023
Fidelity joins race for spot-bitcoin ETF with SEC filing

It's the latest high-profile traditional financial finance firm to file for such an exchange-traded fund, after BlackRock made a splash with its June 15 application.

By Bloomberg
Fidelity to convert $13 billion of mutual funds into ETFs
MUTUAL FUNDS JUN 29, 2023
Fidelity to convert $13 billion of mutual funds into ETFs

The shift from mutual funds to exchange-traded funds has affected almost $100 billion in assets, as investors opt for lower-cost, tax-efficient ETFs over mutual funds.

By Bloomberg
NAPFA OKs membership for advisors with trailing commissions 
LIFE INSURANCE AND ANNUITIES JUN 28, 2023
NAPFA OKs membership for advisors with trailing commissions 

If advisors receive $2,500 or less in commissions and donate the proceeds to charity, they can join the fee-only organization.

By Mark Schoeff Jr.
Inflation-safe ETFs see record $17 billion exit
MUTUAL FUNDS JUN 28, 2023
Inflation-safe ETFs see record $17 billion exit

Exchange-traded funds designed to protect against inflation have faltered in the face of still sticky price pressure, leading many investors to rush for the exits.

By Bloomberg
Crowdfunding is no Derby
OPINION JUN 23, 2023
Crowdfunding is no Derby

Capital raises that are open to the public allow for access to new avenues of wealth-building.

By Andrew Corn
It's time for financial advisors to help investors gain access to alts
RETIREMENT PLANNING JUN 21, 2023
It's time for financial advisors to help investors gain access to alts

The long-outdated accredited investor rule has become a symbolic roadblock between retail investors and institutional-quality investments.

By Jeff Benjamin
Retiree health care cost estimate 'flat,' Fidelity says
RETIREMENT PLANNING JUN 21, 2023
Retiree health care cost estimate 'flat,' Fidelity says

For the first time in nearly a decade, anticipated health care costs for retirees were unchanged from the previous year's estimate.

By Gregg Greenberg
How retirees and pre-retirees can benefit from high interest-rate environment 
OPINION JUN 21, 2023
How retirees and pre-retirees can benefit from high interest-rate environment 

Clients can explore savings strategies and financial products with higher risk-free returns and alternative fixed-income investments.

By Mike DeKoning
What advisors need to know about estate planning for LGBTQ couples, individuals
RETIREMENT PLANNING JUN 20, 2023
What advisors need to know about estate planning for LGBTQ couples, individuals

In the absence of proper estate planning, there's a risk that LGBTQ individuals' intentions may not be respected.

By Gregg Greenberg
ETF designed to climb along with interest rates adjusts in stride with Fed
RIA NEWS JUN 20, 2023
ETF designed to climb along with interest rates adjusts in stride with Fed

FolioBeyond's Rising Rates ETF is being renamed the Alternative Income and Interest Rate Hedge ETF.

By Jeff Benjamin
Crypto exchange backed by Citadel Securities, Fidelity, Schwab starts up
ALTERNATIVES JUN 20, 2023
Crypto exchange backed by Citadel Securities, Fidelity, Schwab starts up

EDX Markets offers a ‘noncustodial’ model, meaning that it doesn’t hold clients’ digital assets during trading.

By Bloomberg
T. Rowe launches its first transparent active equity ETFs
EQUITIES JUN 20, 2023
T. Rowe launches its first transparent active equity ETFs

The storied mutual fund complex was late to the exchange-traded fund game but has attracted $1 billion in ETF assets since launching its first suite of funds three years ago.

By Jeff Benjamin
ESG returns rebound, taking some gas out of performance debate
MUTUAL FUNDS JUN 16, 2023
ESG returns rebound, taking some gas out of performance debate

There are lessons in the data for politicians who are pro- or anti-ESG, but the numbers might be dismissed.

By Emile Hallez
BlackRock bitcoin ETF has crypto fans wondering about change of course at SEC
RIA NEWS JUN 16, 2023
BlackRock bitcoin ETF has crypto fans wondering about change of course at SEC

Given the three dozen others that have filed for a bitcoin ETF without success, ETF watchers are wondering if BlackRock has an inside track to gain approval.

By Jeff Benjamin
Don't misread the Fed's pause in June as the end of higher rates
FIXED INCOME JUN 15, 2023
Don't misread the Fed's pause in June as the end of higher rates

Scrambling to stay ahead of the central bank's next move, advisors and market watchers think the Fed is trying to keep the markets on their toes.

By Jeff Benjamin