Michael Duffy and Happiness Wealth Management join LPL Financial

Michael Duffy and Happiness Wealth Management join LPL Financial
Author of books on happiness joins LPL's broker-dealer and hybrid RIA platforms.
JUL 09, 2018
By  Sarah Min

Michael Duffy and his firm, Happiness Wealth Management, have joined LPL Financial. The firm, which is based in San Carlos, Calif., joined LPL's broker-dealer and hybrid registered investment adviser platforms. Mr. Duffy has authored five books, including "The Happiness Book" and "The Happiness Book for Men." He is also the founder of The Happiness Hall of Fame. Previously, Mr. Duffy worked for Merrill Lynch Pierce Fenner & Smith Inc. for eight years, beginning in 2009. Earlier, he worked at Bank of America Investment Services Inc. from 1999 to 2009, and at Citicorp Investment Services from 1996 to 1999.

Latest News

Wall Street rally stalls, futures edge lower
Wall Street rally stalls, futures edge lower

Corporate results and tariffs dominate.

Clearlake wants larger share of private credit, eyes $100B platform
Clearlake wants larger share of private credit, eyes $100B platform

That would mean a tripling of its credit business in the next 5+ years.

Google may be forced to sell a key part of its business
Google may be forced to sell a key part of its business

US Justice Department highlights online advertising monopoly.

Stablecoin hopes tumble as Senate coalition shatters
Stablecoin hopes tumble as Senate coalition shatters

Bipartisan group splits as Democrats threaten filibustering.

Helping wealthy Americans evade tax just cost Credit Suisse $511M
Helping wealthy Americans evade tax just cost Credit Suisse $511M

Action follows years of investigation by US law enforcement.

SPONSORED The evolution of private credit

From direct lending to asset-based finance to commercial real estate debt.

SPONSORED Compliance in real time: Technology's expanding role in RIA oversight

RIAs face rising regulatory pressure in 2025. Forward-looking firms are responding with embedded technology, not more paperwork.