Human Interest is hiring staff and getting rid of certain fees
The class-action cases point to allegedly excessive investment management fees
The results show retirement will be an uncertain time for many, according to The American College of Financial Services
This week’s podcast includes a discussion of the proliferation of free robo-platforms at large financial institutions and a look at the odd evolution of semitransparent ETFs
Plaintiffs would face a hurdle in filing 36(b) claims against fund providers
Advisers are pushing their clients to prepare for the worst
Some fund companies are moving away from prime funds as low rates limit the edge the funds are designed to provide over more conservative alternatives
Signature Financial Services is the latest adviser to be caught in the regulator's 12b-1 fee dragnet
Law firm Capozzi Adler filed its latest 401(k) suit and Schlichter Bogard & Denton reached a deal in a case against an Ivy League school
An academic study finds strategies that outperformed on paper disappoint once they're packaged as ETFs
It's clear auto enrollment and auto escalation help employees save. Why aren't more smaller plan sponsors using them?
The law firm Capozzi Adler has brought numerous cases this year on behalf of plan participants
Investors are exiting such funds at the fastest pace ever as stocks surge and corporate bonds look more appealing
The Morningstar analysis of results so far this year does not bode well for active managers
The $125 billion Prime Fund will be renamed Cash Reserves Federal Money Market Fund
Agency charges Burbank, California-based NPB Financial Group with disclosure, best execution failures
So much money is now tied up in this approach that adjustments to portfolios are being blamed for some dramatic ETF flows recently
The robo-adviser aims to help advisers attract additional assets while fostering the growth of both its advisory and retirement plan business lines
The bill gave rise to fund investing — the most powerful form of financial intermediation for individual Americans
The latest case has some experts wondering if any level of disclosure will suffice
