Some fund companies are moving away from prime funds as low rates limit the edge the funds are designed to provide over more conservative alternatives
Signature Financial Services is the latest adviser to be caught in the regulator's 12b-1 fee dragnet
Law firm Capozzi Adler filed its latest 401(k) suit and Schlichter Bogard & Denton reached a deal in a case against an Ivy League school
An academic study finds strategies that outperformed on paper disappoint once they're packaged as ETFs
It's clear auto enrollment and auto escalation help employees save. Why aren't more smaller plan sponsors using them?
The law firm Capozzi Adler has brought numerous cases this year on behalf of plan participants
Investors are exiting such funds at the fastest pace ever as stocks surge and corporate bonds look more appealing
The Morningstar analysis of results so far this year does not bode well for active managers
The $125 billion Prime Fund will be renamed Cash Reserves Federal Money Market Fund
Agency charges Burbank, California-based NPB Financial Group with disclosure, best execution failures
So much money is now tied up in this approach that adjustments to portfolios are being blamed for some dramatic ETF flows recently
The robo-adviser aims to help advisers attract additional assets while fostering the growth of both its advisory and retirement plan business lines
The bill gave rise to fund investing — the most powerful form of financial intermediation for individual Americans
The latest case has some experts wondering if any level of disclosure will suffice
A memorable name can help an ETF prosper, and such a ticker is likely to become even more valuable as a flood of day traders enters the market
Two ETFs will track long-dated Treasuries but shield investors from a certain percentage of declines in exchange for a cap on gains
Fresno, California-based SCF Investment Advisors took 12b-1 fees from mutual funds and revenue sharing from money market funds
Huntington Bancshares also settles a retirement plan lawsuit, while American Airlines sees a surprise win
Exchange-traded funds that focus on cloud computing and cybersecurity are having a good year
Guinness Atkinson Funds has filed to convert its Alternative Energy fund into an ETF, the third product the firm has applied to switch
