Wells Fargo & Co. and Credit Suisse have struck a deal for Wells to recruit close to 250 advisers currently under the roof of Credit Suisse's U.S. private bank.
Raymond James Financial Inc. is in talks to buy Deutsche Bank's U.S. private-client brokerage, according to people briefed on the matter. The business has about 250 advisers.
Internet company Blucora pays whopping premium to align the independent broker-dealer with one of its current businesses, TaxACT.
Active managers have made small changes on the margins of their TDF portfolios, which could give them a short-term advantage over passive managers.
Bob Mulholland, who oversaw the firm's 7,000 advisers and helped engineer a turnaround in the wirehouse's brokerage unit, will be replaced by UBS vet Brian Hull.
Three quotes that have impacted the United Capital CEO and are particularly useful in regard to financial choices we all make.
Between 2012-14, expungement was granted in 87.8% of cases in which it was sought, according to the Public Investors Arbitration Bar Association.
It's the adviser's job to make sure they do expect clients to live long — and plan for it
Ranking funds through the third quarter of 2015
If advisers think GDP growth is going to remain low, their first step should be to lower client expectations about investment returns.
<i>Breakfast with Benjamin</i>: The numbers are in, and it turns out the $12.4 trillion worth of quantitative easing has only worsened inequality.
The regulator releases its priorities for the new year. Topping the list are firms' compliance culture and conflicts of interest.
Mr. Oxley was chairman of the House Financial Services Committee in the 2000s and promoted a self-regulatory organization for advisers.
<i>Breakfast with Benjamin</i>: The specific things to watch for in today's jobs report that could influence the Fed's decision on interest rates.
Couples need to be aware that prenuptial agreements are not always iron-clad.
File and suspend available for six more months.
Even those with plans save the maximum and few set aside money in IRAs or Roth IRAs.
Schwab Retirement Plan Services is trying to get advisers more involved in 401(k) managed accounts through a new service for customized fund selection and portfolio construction for participants.
Brian Kovack wants to make the organization more effective without antagonizing firms that are doing the right thing
In the midst of one of the most disruptive periods in the history of the industry, embracing change is key
