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Gold shunned on interest-rate fears as commodity rout approaches 13-year low
INDUSTRY NEWS AUG 14, 2015
Gold shunned on interest-rate fears as commodity rout approaches 13-year low

Skittish investors are retreating from commodities, including precious metals.

By Bloomberg
EQUITIES AUG 14, 2015
Time to rethink gold?

<i>Breakfast with Benjamin:</i> Contrarians, listen up. Janet Yellen's optimism about the U.S. economy is making gold speculators the least bullish on record.

By Jeff Benjamin
Bill Gross on co-founding Pimco: 'I just wanted to run money and be famous'
FIXED INCOME AUG 14, 2015
Bill Gross on co-founding Pimco: 'I just wanted to run money and be famous'

At Pimco, Bill Gross built a reputation as the world's best bond trader. Now, at Janus Capital, he's managing a much smaller fund &amp;mdash; all while being measured against his younger self.

By Bloomberg
Charles Schwab's client portals suffer system-wide outage
FINTECH AUG 13, 2015
Charles Schwab's client portals suffer system-wide outage

Brokerage claims that technical issues that caused a system-wide outage were not caused by volume or external factors, and the problem was fixed in time for market open.

By Alessandra Malito
Labor Department's fiduciary rule too complicated to put into practice: FSI
PRACTICE MANAGEMENT AUG 13, 2015
Labor Department's fiduciary rule too complicated to put into practice: FSI

Commission-based model is crucial for the financial well-being of investors of moderate means.

By Dale Brown
How you can shield yourself from data theft
INDUSTRY NEWS AUG 13, 2015
How you can shield yourself from data theft

Eva Velasquez, chief executive of the nonprofit Identity Theft Resource Center, gives tips you can implement today.

By Liz Skinner
The S&P 500 Index is giving investors plenty of international exposure
EQUITIES AUG 13, 2015
The S&P 500 Index is giving investors plenty of international exposure

<i>Breakfast with Benjamin:</i> Companies in the S&amp;P 500 are generating less and less of their income in the U.S., which means investors might have more exposure to international markets than they think.

By Jeff Benjamin
RETIREMENT PLANNING AUG 13, 2015
Oil needs to keep falling to find its supply balance

<i>Breakfast with Benjamin:</i> An expected drop in crude prices to $30 to $40 a barrel this fall might not be enough to balance global oil markets.

By Jeff Benjamin
Unwinding the Fed's giant bond portfolio might not hurt much
EQUITIES AUG 13, 2015
Unwinding the Fed's giant bond portfolio might not hurt much

<i>Breakfast with Benjamin:</i> For bond investors worried about what might happen when the Fed starts whittling down its $2.46 trillion of Treasuries, there's good news.

By Jeff Benjamin
RETIREMENT PLANNING AUG 13, 2015
The biggest obstacle for states looking to launch auto-IRAs

Would ERISA preempt states' IRA efforts, given federal responsibility for ERISA-regulated employee benefit plans?

By Blaine F. Aikin
Double whammy: Potential lack of COLA could mean higher Medicare premiums
OPINION AUG 13, 2015
Double whammy: Potential lack of COLA could mean higher Medicare premiums

If there's no Social Security cost-of-living adjustment, advisers will need to plan for significantly higher health costs for some clients.

By Peter Stahl
Frat brothers linked to J.P. Morgan hack
FINTECH AUG 13, 2015
Frat brothers linked to J.P. Morgan hack

Federal prosecutors say the 31-year-olds used their skills unlawfully, one is accused of running a Bitcoin exchange that laundered money for hackers, the other is accused of a pump-and-dump scam.

By Bloomberg
Edward Jones: Stick to the classic bond flavors when rates rise
ALTERNATIVES AUG 13, 2015
Edward Jones: Stick to the classic bond flavors when rates rise

While alts have risen in popularity as a way to hedge Fed action, their usefulness is overstated, says strategist

By Trevor Hunnicutt
FINTECH AUG 13, 2015
Marketing tips for the robo component of an adviser's practice

These are the steps advisers should take to get the word out after deciding to offer an automated investment service.

By Alessandra Malito
FINTECH AUG 12, 2015
The latest data-aggregation partnership highlights opportunity for advisers

Advisers have been aggregating client data for decades, but they've been doing it the hard way: manually. It's time for them to ramp up their own efforts by leveraging technology.

By Alessandra Malito
Ponzi schemer haunts AIG Advisor Group in arbitration decision
BROKER DEALERS AUG 12, 2015
Ponzi schemer haunts AIG Advisor Group in arbitration decision

FSC Securities is on the hook for a $1.28M arbitration award to investors who were swindled by a notorious con man featured on &#8220;American Greed: The Fugitives.&#8221;

By Bruce Kelly
How to not get gobbled up when the next bear market arrives
EQUITIES AUG 12, 2015
How to not get gobbled up when the next bear market arrives

<i>Breakfast with Benjamin</i>: Avoid these investing missteps when the next bear rumbles through the market.

By Jeff Benjamin
Don't wait till year-end to offer tax tips to high-net-worth clients
PRACTICE MANAGEMENT AUG 12, 2015
Don't wait till year-end to offer tax tips to high-net-worth clients

Advisers should take action now and proactively suggest tax-management strategies to clients rather than waiting for them to approach you.

By Joyce Schnur
REGULATION AND LEGISLATION AUG 12, 2015
Flawed regulatory impact analysis caused Labor Department to miss the mark with fiduciary rule

Analysis asserting a &#8220;substantial failure of the market for retirement advice&quot; doesn't hold true, according to ICI's chief economist

By Brian Reid
Adviser advocates seek more privacy for SMA disclosures
PRACTICE MANAGEMENT AUG 12, 2015
Adviser advocates seek more privacy for SMA disclosures

Worry heightened reporting requirements in new SEC proposal would force them to divulge 'secret sauce' of separately managed accounts' investment strategies.

By Mark Schoeff Jr.