Citigroup Inc., the bank 12 percent- owned by U.S. taxpayers, said profit surged, beating analysts' estimates as the company reduced loan-loss reserves by $1.99 billion.
Were three awards totaling $25.1M in past two months a coincidence? Some attorneys don't think so
Investment advisers and their clients may want to wait before crafting financial strategies to address the tax relief and spending proposals outlined last week by President Barack Obama.
Investment advisers and their clients may want to wait before crafting financial strategies to address the tax-relief and spending proposals outlined today by President Barack Obama.
Securities and Exchange Commission Chairman Mary Schapiro said her agency is poised to take on the scores of directives mandated by the financial regulatory reform bill President Barack Obama will sign into law Wednesday.
A government report revealed that exchange-traded funds got hit worse than any group of securities in the market plunge of May 6. How bad was it? Close to 160 ETFs temporarily lost all their value. Now, regulators are looking at ways to safeguard these 'new derivatives.'
What Lloyd Blankfein failed to tell Sen. Levin: Investors place bets on risky securities all the time. Why do they do this? Read the headline again.
Hiring marks one of the first since Peter Kraus replaced Lewis A. Sanders as CEO in December 2008
Host of marquee names back call for applying fiduciary standard to all advisers
Ask J. Christopher Donahue what his biggest business fear is these days, and the Federated Investors Inc. president and chief executive talks about regulatory uncertainty and 'stray bullets.'
State regulators are bracing for an onslaught of investment advisers who will have to register with them for the first time next year
JPMorgan Chase & Co. posted strong earnings in third quarter, and it also had a successful quarter — and year — recruiting financial advisers
The following are remarks delivered by Securities and Exchange Commission member Elisse B. Walter on Sept. 21 in San Francisco at the SEC's inaugural hearing on the state of the municipal-securities market
At first glance, financial advisers seem to be about as suited for farm life as Lisa Douglas, the overdressed socialite who was dragged from her Manhattan penthouse to a farm in the hit TV show “Green Acres.”
Looming hike marginal tax rates makes 2010 a good time to take bigger distributions, say advisers
TD Ameritrade Institutional on Tuesday rolled out what the firm says is an expanded set of services to help its advisers offer unbundled retirement plan solutions.
Alan Greenspan, the former Federal Reserve chairman, says Uncle Sam's massive deficit is 'scary.' He offers some tough solutions.
Bill Gross, the Pimco co-CIO, says that the "best route to prosperity is the good old-fashioned route": investing in production.
