Sunayna Tuteja will assume a new role as the central bank’s chief innovation officer.
These five steps can help leaders effectively manage the challenge of gender bias.
The pair of advisers in Denver marks the registered investment advisory firm’s first foray into Colorado.
Minority-owned firms have a more challenging road to land funding, without which firms are unable to reach the next level of growth or attract the intellectual capital needed to take on competitors.
Savers who invest in individual funds outside of their target-dates are generally better off not because of superior investment acumens – they’re just better at putting money into their accounts.
InvestmentNews webcast discusses SEC Chair nominee Gary Gensler’s potential agenda and other regulation the Biden administration will push to benefit investors and consumers.
Apex Clearing is the latest wealthtech company to go public via blank-check merger, following in the footsteps of SoFi and MoneyLion
Digitalization could increase the market value of your RIA, a vital consideration in succession planning and enterprise value.
Former adviser James Booth also pleads guilty in criminal case.
Richard Pakes starts CVG Wealth Management in Santa Barbara, California
New regulations and the changing technological and media landscape raise many vexing and interrelated questions for advisers, their firms and the investing public.
Among the many things made plain in 2020 was that tech is not just prominent, it is essential, and a keen grasp of technology is essential to the next stage of the market.
Abbott Labs and Genentech won dismissals in cases against them, although plaintiffs can refile their complaints. Cerner Corp. and BlackRock have reached settlements in class-action cases against them.
The atmospherics suggested that if bills emerge, they will have a difficult path through the narrowly divided House and Senate.
Tech-driven personalization, enhanced user experiences, and ESG served as key themes during InvestmentNews’ inaugural Next Gen Summit.
The broker transferred funds from the investment account of a couple whose portfolio he managed directly into bank accounts he controlled, according to the Department of Justice.
Bitcoin's rally and an increase in institutional adoption amplify the need for advisers to educate themselves on cryptocurrencies.
At a Financial Services Committee hearing, House Democrats pressed the leaders of Robinhood and Citadel on whether they're profiting at the expense of retail investors
'Investors harmed by Robinhood’s trading restrictions should be able to argue their case in court, rather than in closed-door proceedings that are too often rigged against claimants,' Warren wrote in a letter to Finra CEO Robert W. Cook.
A group with seven advisers in West Virginia and a solo adviser in Ohio switch affiliations.
