Once the acquisition of Intersect Capital closes, working with professional athletes and entertainers will make up 20% of the $13.4 billion Cleveland-based RIA's business.
The firm was ordered to pay more than $450,000 in total this week in separate complaints about the complex product.
Legal recognition of the title is 'a critical step in recognizing financial planning as a distinct, essential profession,' the organization said.
Total U.S. annuity sales increased 22% to a record $77.5 billion during the quarter, and fixed-rate deferred annuity sales jumped 76% from the year-ago period.
The latest research from DeVoe & Co. highlights the emerging trend of sub-acquisitions, which are on track to set a record this year.
Its donors recommended nearly a million grants to charity totaling a record $4.8 billion in the first half, up 11% from $4.3 billion in the first half of 2021.
Two-thirds of Americans worry more now than they did last year about their retirement income, and 70% are concerned that Social Security will run out of funding.
The 16th annual study, which compiles data from more than 1,200 firms managing a combined $1.8 trillion, shows top-tier firms succeed through efficiencies.
A couple of major court rulings may lead to more litigation related to defined-contribution retirement plans.
Denver-based Strategic Capital, which manages more than $770 million, is joining Focus partner firm Transform Wealth.
So far this year, the 60/40 portfolio has posted its worst performance in over 60 years, as both stocks and bonds sold off.
GOP lawmaker grills SEC Enforcement Director Gurbir Grewal on how the agency can crack down on ESG when there's no regulatory definition of ESG.
Jeremy Carlson allegedly acted as an unregistered broker-dealer and salesperson, and engaged in fraudulent practices, according to the state's securities commissioner.
A note circulated by the Wall Street giant has triggered a rethink across the industry.
The investment giant's latest survey showed more women have concerns than any other group.
Digital content, webinars, educational tools and access to an adviser are part of the offering.
Financial planning pioneers share their experiences and wisdom on the challenges of retirement.
The first Reg BI enforcement action, filed last month, won't be the last, division director Gurbir Grewal told lawmakers.
The firm rebranded its registered investment adviser, formerly known as Schwab Private Client Investment Advisory Inc., as Schwab Wealth Advisory Inc.
Bill Sappington will lead efforts to build the IBD’s banking and lending platform.
