Edelman Financial Engines sells its Kentucky-based broker-dealer unit.
More than a third had crossed Fidelity's 70% threshold for those 10 years from retirement.
The independent broker-dealer is moving away from an offering that pumped up its recruiting numbers.
Leveraging key technologies can ensure that clients' interests are protected.
MassMutual has a new annuity designed for customers who fear they'll have to help cash-strapped parents in later life.
The product is only available initially on Motif's consumer-facing platform, but the company plans to make it available to financial advisers in the future.
Ongoing support must be committed to continuously enhance protection and fraud detection.
Vic Howie, Paige Passerallo and staff move to employee unit in Charlotte, N.C.
Homer Smith and Dave Stuehling create Konvergent Wealth Partners in Seattle.
The move is the latest by Silicon Valley tech companies muscling in on financial firms' territory.
More funds may be better than fewer funds.
InvestmentNews honors some of the best-performing practices at its Top Advisory Firm Summit in Chicago.
Advisers get creative with alternatives to traditional fixed income, but say portfolios still need ballast.
Merrill Lynch, Chase Wealth Management tout people of color in training programs.
There are a couple of requirements clients should meet before they start picking stocks.
More than $37 billion flowed into donor-advised funds last year as tax reform increased interest.
Four-adviser group in Nashville, Tenn., will use Independent Advisor Alliance as OSJ.
Twenty-five percent of average assets of rich investors are currently in cash, according to UBS Global Wealth Management survey
Rule proposal would require firms to review rep requests to hold such positions.
Philip Sparacino, a hearing no-show, had licensed revoked by New Jersey regulators.
